Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
138St. Bernard Financial Services Inc.0
137Trustmont Financial Group Inc.0
136Trutoro$973,829
135Alden Investment Group$1,694,232
134World Capital Brokerage, Inc.$2,500,000
133Securities Management and Research$5,900,021
132Arkadios Capital$13,000,000
131Nationwide Planning Associates, Inc.$19,049,094
130Fortune Financial Services, Inc.$19,629,452
129Packerland Brokerage Services Inc.$23,665,120
128Founders Financial$29,136,901
127Arete Wealth$30,085,805
126CFD Investments Inc.$31,198,973
125Kalos Capital Inc.$32,066,600
124Spire Investment Partners LLC$33,458,313
123LaSalle St. Securities LLC$40,833,000
122Crown Capital Securities L.P.$50,921,253
121Berthel Fisher & Co. Financial Services Inc.$52,419,235
120Equity Services Inc. $53,800,000
119Prospera Financial Services Inc.$54,156,438
118Harbour Investments Inc.$54,914,000
117The Investment Center Inc.$56,702,206
116Parkland Securities, LLC$63,395,514
115The Leaders Group$72,532,054
114The O.N. Equity Sales Co.$77,096,757
113Kovack Securities, Inc.$79,347,000
112PlanMember Securities Corp.$97,311,000
111Securities Service Network LLC$100,445,000
110Investacorp Inc.$104,683,443
109Transamerica Financial Advisors, Inc.$109,330,863
108Grove Point Financial, LLC$116,887,423
107Concourse Financial Group Securities, Inc.$117,123,444
106Sigma Financial Corp.$117,498,872
105J.W. Cole Financial Inc.$121,435,444
104KMS Financial Services, Inc.$122,780,641
103Hornor, Townsend & Kent, LLC$124,165,295
102United Planners Financial Services$131,918,119
101Triad Advisors, LLC$132,133,009
100Geneos Wealth Management Inc.$132,288,399
99Ameritas Investment Company/Ameritas Advisory Services$139,100,000
98Summit Brokerage Services, Inc.$152,766,802
97Centaurus Financial, Inc.$155,849,550
96Cetera Financial Specialists$157,742,605
95Independent Financial Group, LLC$174,207,800
94M Holdings Securities Inc. (M Securities)$175,742,932
93Park Avenue Securities LLC$213,712,000
92American Portfolios Financial Services Inc.$218,210,687
91First Allied Securities, Inc.$239,977,492
90FSC Securities Corp.$305,578,221
89Principal Securities, Inc. $316,187,460
88Lincoln Investment Planning, LLC$336,840,000
87Cetera Financial Institutions$340,713,456
86Cetera Advisors$367,399,446
85Securian Financial Services Inc.$368,628,320
84Avantax Investment Services, Inc.$373,173,600
83Woodbury Financial Services$373,562,068
82SagePoint Financial Inc.$405,712,335
81Voya Financial Advisors Inc.$458,805,517
80Waddell & Reed Financial Advisors$522,793,569
79Kestra Financial, Inc$549,198,316
78Royal Alliance Associates Inc.$603,933,811
77Cetera Advisor Networks$619,547,036
76Securities America Inc.$700,700,000
75Lincoln Financial Network$782,425,686
74Cambridge Investment Research, Inc.$906,665,662
73Equitable Advisors, LLC$913,766,249
72MML Investors Services, LLC$1,126,611,001
71Northwestern Mutual $1,219,479,000
70Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063
69Raymond James Financial Services Inc.$2,451,920,931
68Ameriprise Financial Services, LLC$4,804,002,854
67LPL Financial LLC$5,188,400,000
66Nations Financial Group
65BCG Securities, Inc.
64Broker Dealer Financial Services Corp.
63Cadaret, Grant & Co. Inc.
62Capital Analysts Inc.
61Century Securities Associates Inc.
60Coordinated Capital Securities Inc.
59Correll Co. Investment Services Corp.
58Cutter & Company, Inc.
57GBS Financial Corp.
56ING Advisor Network Inc.
55INVEST Financial Corp.
54Investment Centers of America Inc.
53National Planning Corporation (NPC)
52SII Investments Inc.
51NEXT Financial Group, Inc.
50Protected Investors of America Inc.
49Signator Investors Inc.
48Questar Capital Corp.
47Wells Fargo Advisors Financial Network
46WRP Investments Inc.
45Wunderlich Securities Inc.
44LifeMark Securities Corp.
43Bolton Global Capital
42Hilltop Securities Independent Network Inc.
41Synergy Investment Group
40Leonard & Co.
39MetLife Inc.
38New England Securities Inc.
37Tower Square Securities Inc.
36Walnut Street Securities Inc.
35Foothill Securities Inc.
34Quest Capital Strategies Inc.
33Capital Investment Co.
32National Securities Corp.
31vFinance Investments Inc.
30Wall Street Access
29Cantella & Co. Inc.
28TFS Securities Inc.
27SA Stone
26Financial Telesis Inc.
25First Republic Securities Co.
24Financial Services International Corp.
23Quincy Cass Associates Inc.
22D.A. Davidson & Co.
21Williams Financial Group
20Finance 500 Inc.
19Foresters Equity Services Inc.
18CUNA Brokerage Services Inc.
17Ausdal Financial Partners
16SCF Securities Inc.
15Harbor Financial Services LLC
14TriCor Financial LLC
13Calton & Associates Inc.
12Bernardi Securities Inc.
11Allstate Financial Services LLC
10The Strategic Financial Alliance Inc.
9Infinity Financial Services
8Schwab Independent Branch Services (Franchise)
7Edward Jones
6David A. Noyes & Company
5Thurston Springer Miller Herd & Titak
4Vanderbilt Financial Group
3Advisor Group
2Atria Wealth Solutions
1CoastalOne

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.