Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▲
138Trustmont Financial Group Inc.0
137St. Bernard Financial Services Inc.0
136Thurston Springer Miller Herd & Titak0
135Trutoro$1,176,446
134Alden Investment Group$3,589,968
133Fortune Financial Services, Inc.$20,597,743
132Nationwide Planning Associates, Inc.$21,742,546
131Arkadios Capital$24,611,012
130Packerland Brokerage Services Inc.$26,846,913
129Founders Financial$29,492,040
128CFD Investments Inc.$32,298,668
127Spire Investment Partners LLC$35,576,099
126Arete Wealth$36,505,635
125The Strategic Financial Alliance Inc.$42,173,454
124LaSalle St. Securities LLC$43,000,000
123Prospera Financial Services Inc.$57,580,023
122Equity Services Inc. $57,600,000
121Harbour Investments Inc.$58,767,000
120The Investment Center Inc.$59,623,173
119Parkland Securities, LLC$67,861,520
118The O.N. Equity Sales Co.$68,411,788
117The Leaders Group$76,503,945
116Kovack Securities, Inc.$78,435,000
115Transamerica Financial Advisors, Inc.$94,152,802
114Securities Service Network LLC$101,502,000
113PlanMember Securities Corp.$106,000,000
112Grove Point Financial, LLC$112,134,966
111KMS Financial Services, Inc.$119,202,751
110Hornor, Townsend & Kent, LLC$122,662,278
109Concourse Financial Group Securities, Inc.$123,198,569
108Sigma Financial Corp.$124,334,172
107Geneos Wealth Management Inc.$128,796,103
106United Planners Financial Services$129,214,415
105J.W. Cole Financial Inc.$131,525,000
104Triad Advisors, LLC$141,535,316
103Ameritas Investment Company/Ameritas Advisory Services$150,200,000
102Centaurus Financial, Inc.$163,422,286
101M Holdings Securities Inc. (M Securities)$170,649,848
100Independent Financial Group, LLC$193,497,500
99Park Avenue Securities LLC$227,105,000
98American Portfolios Financial Services Inc.$227,503,420
97FSC Securities Corp.$289,124,260
96Principal Securities, Inc. $320,669,984
95Lincoln Investment Planning, LLC$343,350,000
94Securian Financial Services Inc.$370,200,000
93SagePoint Financial Inc.$415,464,414
92Voya Financial Advisors Inc.$477,173,273
91Woodbury Financial Services$498,079,797
90Avantax Investment Services, Inc.$507,978,780
89Waddell & Reed Financial Advisors$513,832,035
88Kestra Financial, Inc$570,683,514
87Securities America Inc.$729,500,000
86Lincoln Financial Network$847,223,962
85Equitable Advisors, LLC$945,651,166
84Royal Alliance Associates Inc.$961,062,600
83Cambridge Investment Research, Inc.$1,000,550,889
82MML Investors Services, LLC$1,184,702,241
81Northwestern Mutual $1,351,248,000
80Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,552,748,751
79Raymond James Financial Services Inc.$2,552,554,786
78Ameriprise Financial Services, LLC$5,068,504,399
77LPL Financial LLC$5,624,856,000
76Kalos Capital Inc.
75Calton & Associates Inc.
74Bernardi Securities Inc.
73Allstate Financial Services LLC
72Securities Management and Research
71World Capital Brokerage, Inc.
70Infinity Financial Services
69Schwab Independent Branch Services (Franchise)
68Edward Jones
67David A. Noyes & Company
66Vanderbilt Financial Group
65Advisor Group
64Atria Wealth Solutions
63CoastalOne
62Nations Financial Group
61BCG Securities, Inc.
60Berthel Fisher & Co. Financial Services Inc.
59Broker Dealer Financial Services Corp.
58Cadaret, Grant & Co. Inc.
57Capital Analysts Inc.
56Century Securities Associates Inc.
55Coordinated Capital Securities Inc.
54Correll Co. Investment Services Corp.
53Crown Capital Securities L.P.
52Cutter & Company, Inc.
51First Allied Securities, Inc.
50GBS Financial Corp.
49ING Advisor Network Inc.
48Cetera Advisor Networks
47Cetera Advisors
46Investacorp Inc.
45INVEST Financial Corp.
44Investment Centers of America Inc.
43National Planning Corporation (NPC)
42SII Investments Inc.
41NEXT Financial Group, Inc.
40Protected Investors of America Inc.
39Signator Investors Inc.
38Cetera Financial Specialists
37Questar Capital Corp.
36Wells Fargo Advisors Financial Network
35WRP Investments Inc.
34Wunderlich Securities Inc.
33LifeMark Securities Corp.
32Bolton Global Capital
31Hilltop Securities Independent Network Inc.
30Summit Brokerage Services, Inc.
29Synergy Investment Group
28Leonard & Co.
27MetLife Inc.
26New England Securities Inc.
25Tower Square Securities Inc.
24Walnut Street Securities Inc.
23Foothill Securities Inc.
22Quest Capital Strategies Inc.
21Capital Investment Co.
20National Securities Corp.
19vFinance Investments Inc.
18Wall Street Access
17Cantella & Co. Inc.
16TFS Securities Inc.
15Cetera Financial Institutions
14SA Stone
13Financial Telesis Inc.
12First Republic Securities Co.
11Financial Services International Corp.
10Quincy Cass Associates Inc.
9D.A. Davidson & Co.
8Williams Financial Group
7Finance 500 Inc.
6Foresters Equity Services Inc.
5CUNA Brokerage Services Inc.
4Ausdal Financial Partners
3SCF Securities Inc.
2Harbor Financial Services LLC
1TriCor Financial LLC

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.