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Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue
138Advisor Group$3,260,912,873
137Alden Investment Group$5,348,524
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$233,071,434
134Ameriprise Financial Services, LLC$5,037,581,832
133Ameritas Investment Company/Ameritas Advisory Services$150,200,000
132Arete Wealth$45,219,714
131Arkadios Capital$39,400,936
130Atria Wealth Solutions$523,913,907
129Ausdal Financial Partners
128Avantax Investment Services, Inc.
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$1,084,867,961
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$158,683,040
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$32,081,905
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455
107Concourse Financial Group Securities, Inc.$116,189,724
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.$13,800,000
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$983,529,192
97Equity Services Inc. $56,000,000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$21,188,836
88Founders Financial$31,014,613
87FSC Securities Corp.$237,146,541
86GBS Financial Corp.
85Geneos Wealth Management Inc.$123,971,985
84Grove Point Financial, LLC$109,100,000
83Harbor Financial Services LLC
82Harbour Investments Inc.$64,095,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$119,874,666
79Independent Financial Group, LLC$197,100,000
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.$64,032,485
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$155,650,600
71Kalos Capital Inc.
70Kestra Financial, Inc$607,872,562
69KMS Financial Services, Inc.
68Kovack Securities, Inc.$82,368,000
67LaSalle St. Securities LLC$44,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network
63Lincoln Investment Planning, LLC$353,680,000
62LPL Financial LLC$5,871,640,101
61M Holdings Securities Inc. (M Securities)$166,696,598
60MetLife Inc.
59MML Investors Services, LLC$1,239,300,000
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$22,711,603
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $1,517,364,000
51The O.N. Equity Sales Co.$70,923,126
50Packerland Brokerage Services Inc.$27,668,992
49Park Avenue Securities LLC$249,647,000
48Parkland Securities, LLC$62,993,829
47PlanMember Securities Corp.$111,200,000
46Principal Securities, Inc. $316,711,169
45Prospera Financial Services Inc.$70,414,959
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$2,657,878,614
39Royal Alliance Associates Inc.$936,353,114
38SA Stone
37SagePoint Financial Inc.$387,366,961
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$374,830,000
33Securities America Inc.$1,048,900,000
32Securities Management and Research
31Securities Service Network LLC
30Sigma Financial Corp.$130,820,243
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC
26St. Bernard Financial Services Inc.0
25The Strategic Financial Alliance Inc.$45,306,465
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$89,104,748
20Thurston Springer Miller Herd & Titak0
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.0
17Triad Advisors, LLC$141,425,324
16TriCor Financial LLC
15Trustmont Financial Group Inc.0
14Trutoro$1,460,102
13United Planners Financial Services$138,152,964
12Vanderbilt Financial Group0
11vFinance Investments Inc.
10Voya Financial Advisors Inc.
9Waddell & Reed Financial Advisors$537,131,200
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$509,720,933
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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