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Year
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Clearing firm
Revenue
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue
138Advisor Group
137Alden Investment Group$1,663,424
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$190,145,579
134Ameriprise Financial Services, LLC$4,259,992,326
133Ameritas Investment Company/Ameritas Advisory Services$136,300,000
132Arete Wealth$25,796,981
131Arkadios Capital
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.0
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.$50,403,323
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.$158,485,962
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$811,395,992
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.0
116Centaurus Financial, Inc.$147,027,885
115Century Securities Associates Inc.
114Cetera Advisor Networks$569,678,779
113Cetera Advisors$351,213,669
112Cetera Financial Institutions$283,972,202
111Cetera Financial Specialists$144,218,713
110CFD Investments Inc.$31,497,717
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,241,571,969
107Concourse Financial Group Securities, Inc.$109,275,034
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.$44,425,598
103CUNA Brokerage Services Inc.$172,600,000
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company$28,554,000
99Edward Jones
98Equitable Advisors, LLC$786,527,198
97Equity Services Inc. $45,600,000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.$231,450,576
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$16,202,698
88Founders Financial$24,958,171
87FSC Securities Corp.$281,119,481
86GBS Financial Corp.
85Geneos Wealth Management Inc.$111,914,040
84Grove Point Financial, LLC$114,698,000
83Harbor Financial Services LLC
82Harbour Investments Inc.$43,799,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$107,210,062
79Independent Financial Group, LLC$139,275,200
78Infinity Financial Services $5,333,418
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.$92,081,556
74The Investment Center Inc.$50,313,335
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$104,599,500
71Kalos Capital Inc.$35,222,300
70Kestra Financial, Inc$475,417,323
69KMS Financial Services, Inc.$108,414,395
68Kovack Securities, Inc.$74,590,000
67LaSalle St. Securities LLC$37,800,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network$740,186,365
63Lincoln Investment Planning, LLC$309,700,000
62LPL Financial LLC$4,281,481,086
61M Holdings Securities Inc. (M Securities)$165,516,984
60MetLife Inc.
59MML Investors Services, LLC$1,050,377,000
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$17,322,669
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $1,034,487,000
51The O.N. Equity Sales Co.$62,826,417
50Packerland Brokerage Services Inc.
49Park Avenue Securities LLC$183,796,000
48Parkland Securities, LLC$53,219,827
47PlanMember Securities Corp.$85,648,000
46Principal Securities, Inc. $299,698,627
45Prospera Financial Services Inc.$50,793,307
44Protected Investors of America Inc.
43Quest Capital Strategies Inc. 0
42Questar Capital Corp.$110,689,000
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$2,071,000,000
39Royal Alliance Associates Inc.$483,859,884
38SA Stone
37SagePoint Financial Inc.$351,696,921
36SCF Securities Inc.$22,556,564
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$347,200,000
33Securities America Inc.$637,300,000
32Securities Management and Research$5,274,875
31Securities Service Network LLC$118,223,000
30Sigma Financial Corp.$99,776,904
29Signator Investors Inc.$423,282,493
28SII Investments Inc.
27Spire Investment Partners LLC$26,295,590
26St. Bernard Financial Services Inc.
25The Strategic Financial Alliance Inc.$49,873,214
24Summit Brokerage Services, Inc.$161,930,427
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$52,919,921
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.$93,818,089
17Triad Advisors, LLC$183,881,316
16TriCor Financial LLC
15Trustmont Financial Group Inc.0
14Trutoro$715,026
13United Planners Financial Services$110,946,128
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$429,303,966
9Waddell & Reed Financial Advisors$476,612,275
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network$990,794,849
5Williams Financial Group
4Woodbury Financial Services$285,583,941
3World Capital Brokerage, Inc.$2,000,000
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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