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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue
138Advisor Group
137Alden Investment Group$3,589,968
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$227,503,420
134Ameriprise Financial Services, LLC$5,068,504,399
133Ameritas Investment Company/Ameritas Advisory Services$150,200,000
132Arete Wealth$36,505,635
131Arkadios Capital$24,611,012
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.$507,978,780
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$1,000,550,889
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$163,422,286
115Century Securities Associates Inc.
114Cetera Advisor Networks
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$32,298,668
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,552,748,751
107Concourse Financial Group Securities, Inc.$123,198,569
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$945,651,166
97Equity Services Inc. $57,600,000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$20,597,743
88Founders Financial$29,492,040
87FSC Securities Corp.$289,124,260
86GBS Financial Corp.
85Geneos Wealth Management Inc.$128,796,103
84Grove Point Financial, LLC$112,134,966
83Harbor Financial Services LLC
82Harbour Investments Inc.$58,767,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$122,662,278
79Independent Financial Group, LLC$193,497,500
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.
74The Investment Center Inc.$59,623,173
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$131,525,000
71Kalos Capital Inc.
70Kestra Financial, Inc$570,683,514
69KMS Financial Services, Inc.$119,202,751
68Kovack Securities, Inc.$78,435,000
67LaSalle St. Securities LLC$43,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network$847,223,962
63Lincoln Investment Planning, LLC$343,350,000
62LPL Financial LLC$5,624,856,000
61M Holdings Securities Inc. (M Securities)$170,649,848
60MetLife Inc.
59MML Investors Services, LLC$1,184,702,241
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$21,742,546
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $1,351,248,000
51The O.N. Equity Sales Co.$68,411,788
50Packerland Brokerage Services Inc.$26,846,913
49Park Avenue Securities LLC$227,105,000
48Parkland Securities, LLC$67,861,520
47PlanMember Securities Corp.$106,000,000
46Principal Securities, Inc. $320,669,984
45Prospera Financial Services Inc.$57,580,023
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$2,552,554,786
39Royal Alliance Associates Inc.$961,062,600
38SA Stone
37SagePoint Financial Inc.$415,464,414
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$370,200,000
33Securities America Inc.$729,500,000
32Securities Management and Research
31Securities Service Network LLC$101,502,000
30Sigma Financial Corp.$124,334,172
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC$35,576,099
26St. Bernard Financial Services Inc.0
25The Strategic Financial Alliance Inc.$42,173,454
24Summit Brokerage Services, Inc.
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$76,503,945
20Thurston Springer Miller Herd & Titak0
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.$94,152,802
17Triad Advisors, LLC$141,535,316
16TriCor Financial LLC
15Trustmont Financial Group Inc.0
14Trutoro$1,176,446
13United Planners Financial Services$129,214,415
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$477,173,273
9Waddell & Reed Financial Advisors$513,832,035
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$498,079,797
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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