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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$261,401,000
5Williams Financial Group
6Wells Fargo Advisors Financial Network$864,052,000
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$526,106,759
10Voya Financial Advisors Inc.$406,398,963
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services$95,069,131
14Trutoro$585,056
15Trustmont Financial Group Inc.0
16TriCor Financial LLC
17Triad Advisors, LLC$184,000,000
18Transamerica Financial Advisors, Inc.0
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group
22TFS Securities Inc.$31,941,000
23Synergy Investment Group
24Summit Brokerage Services, Inc.$111,000,000
25The Strategic Financial Alliance Inc.$41,234,508
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC$21,039,312
28SII Investments Inc.$177,357,000
29Signator Investors Inc.$303,902,179
30Sigma Financial Corp.$95,763,775
31Securities Service Network LLC$125,307,000
32Securities Management and Research$4,427,243
33Securities America Inc.$551,900,000
34Securian Financial Services Inc.$315,185,945
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.$312,337,000
38SA Stone
39Royal Alliance Associates Inc.$461,218,000
40Raymond James Financial Services Inc.$1,731,968,106
41Quincy Cass Associates Inc.
42Questar Capital Corp.$105,730,300
43Quest Capital Strategies Inc. 0
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$42,392,562
46Principal Securities, Inc. $314,137,343
47PlanMember Securities Corp.$71,144,000
48Parkland Securities, LLC$45,450,849
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.
51The O.N. Equity Sales Co.$66,480,000
52Northwestern Mutual $804,672,155
53NEXT Financial Group, Inc.$123,469,149
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$11,715,674
56Nations Financial Group
57National Securities Corp.$163,046,000
58National Planning Corporation (NPC) $407,786,000
59MML Investors Services, LLC$388,711,705
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$156,500,000
62LPL Financial LLC$4,202,641,183
63Lincoln Investment Planning, LLC$223,744,000
64Lincoln Financial Network$854,613,002
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$40,266,219
68Kovack Securities, Inc.$67,106,230
69KMS Financial Services, Inc.$92,662,639
70Kestra Financial, Inc$427,492,597
71Kalos Capital Inc.$35,000,000
72J.W. Cole Financial Inc.$86,277,893
73Investment Centers of America Inc.$120,195,000
74The Investment Center Inc.$46,039,089
75Investacorp Inc.$88,300,000
76INVEST Financial Corp.$261,301,000
77ING Advisor Network Inc.
78Infinity Financial Services $3,217,861
79Independent Financial Group, LLC$124,403,000
80Hornor, Townsend & Kent, LLC$70,900,000
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$36,590,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC$119,224,441
85Geneos Wealth Management Inc.$118,717,962
86GBS Financial Corp.
87FSC Securities Corp.$283,353,000
88Founders Financial$23,518,801
89Fortune Financial Services, Inc.$12,008,231
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.$276,643,118
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. $43,154,000
98Equitable Advisors, LLC$746,903,200
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.$154,300,000
104Crown Capital Securities L.P.$42,046,860
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$115,993,452
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,006,829,973
109CoastalOne
110CFD Investments Inc.$31,780,407
111Cetera Financial Specialists$132,249,468
112Cetera Financial Institutions$300,298,721
113Cetera Advisors$297,579,624
114Cetera Advisor Networks$558,973,571
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$140,402,297
117Capital Investment Co.0
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$698,143,752
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.$159,439,124
123Broker Dealer Financial Services Corp.$20,470,607
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.$319,739,319
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth$13,933,895
133Ameritas Investment Company/Ameritas Advisory Services$146,400,000
134Ameriprise Financial Services, LLC$3,919,123,620
135American Portfolios Financial Services Inc.$176,331,261
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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