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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$253,943,000
5Williams Financial Group
6Wells Fargo Advisors Financial Network$910,827,000
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$487,411,769
10Voya Financial Advisors Inc.$393,715,837
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services$97,345,505
14Trutoro$525,841
15Trustmont Financial Group Inc.0
16TriCor Financial LLC
17Triad Advisors, LLC$173,242,000
18Transamerica Financial Advisors, Inc.$133,321,914
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group$46,518,187
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.$144,458,417
25The Strategic Financial Alliance Inc.$43,165,034
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC$19,141,492
28SII Investments Inc.$169,331,000
29Signator Investors Inc.$357,317,849
30Sigma Financial Corp.$86,586,556
31Securities Service Network LLC$111,608,000
32Securities Management and Research
33Securities America Inc.$535,725,000
34Securian Financial Services Inc.$325,642,198
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.$17,889,942
37SagePoint Financial Inc.$307,558,000
38SA Stone
39Royal Alliance Associates Inc.$466,839,000
40Raymond James Financial Services Inc.$1,790,201,621
41Quincy Cass Associates Inc.
42Questar Capital Corp.$102,630,400
43Quest Capital Strategies Inc. 0
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$43,754,308
46Principal Securities, Inc. $279,328,470
47PlanMember Securities Corp.$75,096,000
48Parkland Securities, LLC$41,290,199
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.
51The O.N. Equity Sales Co.$56,670,000
52Northwestern Mutual $756,221,640
53NEXT Financial Group, Inc.$107,787,124
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$14,180,597
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC) $376,824,000
59MML Investors Services, LLC$367,555,763
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$148,000,000
62LPL Financial LLC$4,049,382,532
63Lincoln Investment Planning, LLC$232,572,000
64Lincoln Financial Network$747,358,442
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$39,816,000
68Kovack Securities, Inc.$65,382,000
69KMS Financial Services, Inc.$96,423,461
70Kestra Financial, Inc$423,079,103
71Kalos Capital Inc.$34,500,000
72J.W. Cole Financial Inc.$91,432,589
73Investment Centers of America Inc.$113,429,000
74The Investment Center Inc.$45,083,718
75Investacorp Inc.$87,771,005
76INVEST Financial Corp.$249,821,000
77ING Advisor Network Inc.
78Infinity Financial Services $4,001,929
79Independent Financial Group, LLC$122,878,000
80Hornor, Townsend & Kent, LLC$69,210,000
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$36,997,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC$107,804,000
85Geneos Wealth Management Inc.$104,458,839
86GBS Financial Corp.
87FSC Securities Corp.$274,115,000
88Founders Financial$23,159,797
89Fortune Financial Services, Inc.$12,216,757
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.$224,607,110
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc.
98Equitable Advisors, LLC$727,544,586
99Edward Jones
100David A. Noyes & Company$17,413,000
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.$158,000,000
104Crown Capital Securities L.P.$41,025,657
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$97,910,150
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,068,709,779
109CoastalOne
110CFD Investments Inc.$30,041,895
111Cetera Financial Specialists$128,911,784
112Cetera Financial Institutions$263,103,643
113Cetera Advisors$284,577,938
114Cetera Advisor Networks$572,967,406
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$144,455,127
117Capital Investment Co.0
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$711,466,662
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.$149,497,813
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.$316,566,822
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth$16,268,669
133Ameritas Investment Company/Ameritas Advisory Services$132,100,000
134Ameriprise Financial Services, LLC$3,944,981,975
135American Portfolios Financial Services Inc.$171,486,365
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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