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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,293,898,569
2Ameriprise Financial Services, LLC$3,738,344,789
3Raymond James Financial Services Inc.$1,564,985,203
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$950,310,266
5Lincoln Financial Network$816,844,022
6Wells Fargo Advisors Financial Network$810,182,000
7Northwestern Mutual $748,840,278
8Equitable Advisors, LLC$722,900,000
9Cambridge Investment Research, Inc.$651,408,384
10Cetera Advisor Networks$564,822,375
11Securities America Inc.$525,500,000
12Waddell & Reed Financial Advisors$500,051,871
13Royal Alliance Associates Inc.$463,927,000
14Kestra Financial, Inc$420,167,326
15National Planning Corporation (NPC) $408,676,000
16Voya Financial Advisors Inc.$408,530,159
17MML Investors Services, LLC$384,651,652
18Securian Financial Services Inc.$310,094,000
19Principal Securities, Inc. $309,065,202
20SagePoint Financial Inc.$305,560,000
21Avantax Investment Services, Inc.$304,854,193
22Signator Investors Inc.$297,556,073
23FSC Securities Corp.$297,346,000
24First Allied Securities, Inc.$294,041,049
25Cetera Advisors$293,861,102
26Cetera Financial Institutions$285,647,531
27INVEST Financial Corp.$283,124,000
28Transamerica Financial Advisors, Inc.$279,895,000
29Woodbury Financial Services$262,306,000
30Lincoln Investment Planning, LLC$215,349,000
31SII Investments Inc.$193,123,000
32National Securities Corp.$184,292,000
33American Portfolios Financial Services Inc.$179,181,650
34Triad Advisors, LLC$177,491,322
35Cadaret, Grant & Co. Inc.$167,834,137
36M Holdings Securities Inc. (M Securities)$153,801,301
37Ameritas Investment Company/Ameritas Advisory Services$148,200,000
38CUNA Brokerage Services Inc.$147,100,000
39Centaurus Financial, Inc.$134,404,861
40NEXT Financial Group, Inc.$130,383,882
41Cetera Financial Specialists$129,741,156
42Grove Point Financial, LLC$124,935,755
43Independent Financial Group, LLC$118,702,200
44Concourse Financial Group Securities, Inc.$118,572,713
45Investment Centers of America Inc.$118,219,000
46Securities Service Network LLC$113,290,000
47Geneos Wealth Management Inc.$112,735,297
48Summit Brokerage Services, Inc.$108,000,000
49Questar Capital Corp.$102,238,000
50Sigma Financial Corp.$100,628,685
51Investacorp Inc.$91,830,341
52KMS Financial Services, Inc.$90,037,285
53United Planners Financial Services$84,682,530
54J.W. Cole Financial Inc.$73,081,106
55Hornor, Townsend & Kent, LLC$69,130,000
56PlanMember Securities Corp.$67,158,000
57Berthel Fisher & Co. Financial Services Inc.$63,183,062
58The O.N. Equity Sales Co.$60,558,972
59The Investment Center Inc.$52,356,222
60Kovack Securities, Inc.$51,907,111
61Parkland Securities, LLC$46,358,195
62Crown Capital Securities L.P.$45,419,208
63Equity Services Inc. $44,364,000
64Prospera Financial Services Inc.$43,279,095
65LaSalle St. Securities LLC$39,893,000
66The Strategic Financial Alliance Inc.$39,554,773
67Hilltop Securities Independent Network Inc.$36,355,835
68Harbour Investments Inc.$36,034,000
69Kalos Capital Inc.$29,400,000
70TFS Securities Inc.$29,192,000
71CFD Investments Inc.$28,588,905
72Spire Investment Partners LLC$23,923,680
73Founders Financial$21,400,000
74Broker Dealer Financial Services Corp.$18,886,757
75Packerland Brokerage Services Inc.$18,416,000
76Nationwide Planning Associates, Inc.$12,517,036
77Fortune Financial Services, Inc.$10,469,471
78Securities Management and Research$5,218,298
79Infinity Financial Services $2,244,693
80Trustmont Financial Group Inc.0
81Quest Capital Strategies Inc. 0
82Finance 500 Inc.
83Foresters Equity Services Inc.
84Ausdal Financial Partners
85BCG Securities, Inc.
86SCF Securities Inc.
87Harbor Financial Services LLC
88TriCor Financial LLC
89Calton & Associates Inc.
90St. Bernard Financial Services Inc.
91Bernardi Securities Inc.
92Allstate Financial Services LLC
93World Capital Brokerage, Inc.
94Schwab Independent Branch Services (Franchise)
95Edward Jones
96Trutoro
97Arete Wealth
98David A. Noyes & Company
99The Leaders Group
100Thurston Springer Miller Herd & Titak
101Alden Investment Group
102Arkadios Capital
103Vanderbilt Financial Group
104Advisor Group
105Atria Wealth Solutions
106CoastalOne
107Nations Financial Group
108Protected Investors of America Inc.
109WRP Investments Inc.
110Wunderlich Securities Inc.
111Park Avenue Securities LLC
112LifeMark Securities Corp.
113Bolton Global Capital
114ING Advisor Network Inc.
115GBS Financial Corp.
116Synergy Investment Group
117Cutter & Company, Inc.
118Leonard & Co.
119MetLife Inc.
120New England Securities Inc.
121Tower Square Securities Inc.
122Walnut Street Securities Inc.
123Correll Co. Investment Services Corp.
124Foothill Securities Inc.
125Capital Investment Co.
126Coordinated Capital Securities Inc.
127vFinance Investments Inc.
128Wall Street Access
129Cantella & Co. Inc.
130Century Securities Associates Inc.
131Capital Analysts Inc.
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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