Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
26First Allied Securities, Inc.$231,450,576
27American Portfolios Financial Services Inc.$190,145,579
28Triad Advisors, LLC$183,881,316
29Park Avenue Securities LLC$183,796,000
30CUNA Brokerage Services Inc.$172,600,000
31M Holdings Securities Inc. (M Securities)$165,516,984
32Summit Brokerage Services, Inc.$161,930,427
33Cadaret, Grant & Co. Inc.$158,485,962
34Centaurus Financial, Inc.$147,027,885
35Cetera Financial Specialists$144,218,713
36Independent Financial Group, LLC$139,275,200
37Ameritas Investment Company/Ameritas Advisory Services$136,300,000
38Securities Service Network LLC$118,223,000
39Grove Point Financial, LLC$114,698,000
40Geneos Wealth Management Inc.$111,914,040
41United Planners Financial Services$110,946,128
42Questar Capital Corp.$110,689,000
43Concourse Financial Group Securities, Inc.$109,275,034
44KMS Financial Services, Inc.$108,414,395
45Hornor, Townsend & Kent, LLC$107,210,062
46J.W. Cole Financial Inc.$104,599,500
47Sigma Financial Corp.$99,776,904
48Transamerica Financial Advisors, Inc.$93,818,089
49Investacorp Inc.$92,081,556
50PlanMember Securities Corp.$85,648,000
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.