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Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$5,188,400,000
2Ameriprise Financial Services, LLC$4,804,002,854
3Raymond James Financial Services Inc.$2,451,920,931
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063
5Northwestern Mutual $1,219,479,000
6MML Investors Services, LLC$1,126,611,001
7Equitable Advisors, LLC$913,766,249
8Cambridge Investment Research, Inc.$906,665,662
9Lincoln Financial Network$782,425,686
10Securities America Inc.$700,700,000
11Cetera Advisor Networks$619,547,036
12Royal Alliance Associates Inc.$603,933,811
13Kestra Financial, Inc$549,198,316
14Waddell & Reed Financial Advisors$522,793,569
15Voya Financial Advisors Inc.$458,805,517
16SagePoint Financial Inc.$405,712,335
17Woodbury Financial Services$373,562,068
18Avantax Investment Services, Inc.$373,173,600
19Securian Financial Services Inc.$368,628,320
20Cetera Advisors$367,399,446
21Cetera Financial Institutions$340,713,456
22Lincoln Investment Planning, LLC$336,840,000
23Principal Securities, Inc. $316,187,460
24FSC Securities Corp.$305,578,221
25First Allied Securities, Inc.$239,977,492
26American Portfolios Financial Services Inc.$218,210,687
27Park Avenue Securities LLC$213,712,000
28M Holdings Securities Inc. (M Securities)$175,742,932
29Independent Financial Group, LLC$174,207,800
30Cetera Financial Specialists$157,742,605
31Centaurus Financial, Inc.$155,849,550
32Summit Brokerage Services, Inc.$152,766,802
33Ameritas Investment Company/Ameritas Advisory Services$139,100,000
34Geneos Wealth Management Inc.$132,288,399
35Triad Advisors, LLC$132,133,009
36United Planners Financial Services$131,918,119
37Hornor, Townsend & Kent, LLC$124,165,295
38KMS Financial Services, Inc.$122,780,641
39J.W. Cole Financial Inc.$121,435,444
40Sigma Financial Corp.$117,498,872
41Concourse Financial Group Securities, Inc.$117,123,444
42Grove Point Financial, LLC$116,887,423
43Transamerica Financial Advisors, Inc.$109,330,863
44Investacorp Inc.$104,683,443
45Securities Service Network LLC$100,445,000
46PlanMember Securities Corp.$97,311,000
47Kovack Securities, Inc.$79,347,000
48The O.N. Equity Sales Co.$77,096,757
49The Leaders Group$72,532,054
50Parkland Securities, LLC$63,395,514
51The Investment Center Inc.$56,702,206
52Harbour Investments Inc.$54,914,000
53Prospera Financial Services Inc.$54,156,438
54Equity Services Inc. $53,800,000
55Berthel Fisher & Co. Financial Services Inc.$52,419,235
56Crown Capital Securities L.P.$50,921,253
57LaSalle St. Securities LLC$40,833,000
58Spire Investment Partners LLC$33,458,313
59Kalos Capital Inc.$32,066,600
60CFD Investments Inc.$31,198,973
61Arete Wealth$30,085,805
62Founders Financial$29,136,901
63Packerland Brokerage Services Inc.$23,665,120
64Fortune Financial Services, Inc.$19,629,452
65Nationwide Planning Associates, Inc.$19,049,094
66Arkadios Capital$13,000,000
67Securities Management and Research$5,900,021
68World Capital Brokerage, Inc.$2,500,000
69Alden Investment Group$1,694,232
70Trutoro$973,829
71St. Bernard Financial Services Inc.0
72Trustmont Financial Group Inc.0
73Nations Financial Group
74BCG Securities, Inc.
75Broker Dealer Financial Services Corp.
76Cadaret, Grant & Co. Inc.
77Capital Analysts Inc.
78Century Securities Associates Inc.
79Coordinated Capital Securities Inc.
80Correll Co. Investment Services Corp.
81Cutter & Company, Inc.
82GBS Financial Corp.
83ING Advisor Network Inc.
84INVEST Financial Corp.
85Investment Centers of America Inc.
86National Planning Corporation (NPC)
87SII Investments Inc.
88NEXT Financial Group, Inc.
89Protected Investors of America Inc.
90Signator Investors Inc.
91Questar Capital Corp.
92Wells Fargo Advisors Financial Network
93WRP Investments Inc.
94Wunderlich Securities Inc.
95LifeMark Securities Corp.
96Bolton Global Capital
97Hilltop Securities Independent Network Inc.
98Synergy Investment Group
99Leonard & Co.
100MetLife Inc.
101New England Securities Inc.
102Tower Square Securities Inc.
103Walnut Street Securities Inc.
104Foothill Securities Inc.
105Quest Capital Strategies Inc.
106Capital Investment Co.
107National Securities Corp.
108vFinance Investments Inc.
109Wall Street Access
110Cantella & Co. Inc.
111TFS Securities Inc.
112SA Stone
113Financial Telesis Inc.
114First Republic Securities Co.
115Financial Services International Corp.
116Quincy Cass Associates Inc.
117D.A. Davidson & Co.
118Williams Financial Group
119Finance 500 Inc.
120Foresters Equity Services Inc.
121CUNA Brokerage Services Inc.
122Ausdal Financial Partners
123SCF Securities Inc.
124Harbor Financial Services LLC
125TriCor Financial LLC
126Calton & Associates Inc.
127Bernardi Securities Inc.
128Allstate Financial Services LLC
129The Strategic Financial Alliance Inc.
130Infinity Financial Services
131Schwab Independent Branch Services (Franchise)
132Edward Jones
133David A. Noyes & Company
134Thurston Springer Miller Herd & Titak
135Vanderbilt Financial Group
136Advisor Group
137Atria Wealth Solutions
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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