Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenue ▼
1LPL Financial LLC$5,624,856,000
2Ameriprise Financial Services, LLC$5,068,504,399
3Raymond James Financial Services Inc.$2,552,554,786
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,552,748,751
5Northwestern Mutual $1,351,248,000
6MML Investors Services, LLC$1,184,702,241
7Cambridge Investment Research, Inc.$1,000,550,889
8Royal Alliance Associates Inc.$961,062,600
9Equitable Advisors, LLC$945,651,166
10Lincoln Financial Network$847,223,962
11Securities America Inc.$729,500,000
12Kestra Financial, Inc$570,683,514
13Waddell & Reed Financial Advisors$513,832,035
14Avantax Investment Services, Inc.$507,978,780
15Woodbury Financial Services$498,079,797
16Voya Financial Advisors Inc.$477,173,273
17SagePoint Financial Inc.$415,464,414
18Securian Financial Services Inc.$370,200,000
19Lincoln Investment Planning, LLC$343,350,000
20Principal Securities, Inc. $320,669,984
21FSC Securities Corp.$289,124,260
22American Portfolios Financial Services Inc.$227,503,420
23Park Avenue Securities LLC$227,105,000
24Independent Financial Group, LLC$193,497,500
25M Holdings Securities Inc. (M Securities)$170,649,848
26Centaurus Financial, Inc.$163,422,286
27Ameritas Investment Company/Ameritas Advisory Services$150,200,000
28Triad Advisors, LLC$141,535,316
29J.W. Cole Financial Inc.$131,525,000
30United Planners Financial Services$129,214,415
31Geneos Wealth Management Inc.$128,796,103
32Sigma Financial Corp.$124,334,172
33Concourse Financial Group Securities, Inc.$123,198,569
34Hornor, Townsend & Kent, LLC$122,662,278
35KMS Financial Services, Inc.$119,202,751
36Grove Point Financial, LLC$112,134,966
37PlanMember Securities Corp.$106,000,000
38Securities Service Network LLC$101,502,000
39Transamerica Financial Advisors, Inc.$94,152,802
40Kovack Securities, Inc.$78,435,000
41The Leaders Group$76,503,945
42The O.N. Equity Sales Co.$68,411,788
43Parkland Securities, LLC$67,861,520
44The Investment Center Inc.$59,623,173
45Harbour Investments Inc.$58,767,000
46Equity Services Inc. $57,600,000
47Prospera Financial Services Inc.$57,580,023
48LaSalle St. Securities LLC$43,000,000
49The Strategic Financial Alliance Inc.$42,173,454
50Arete Wealth$36,505,635
51Spire Investment Partners LLC$35,576,099
52CFD Investments Inc.$32,298,668
53Founders Financial$29,492,040
54Packerland Brokerage Services Inc.$26,846,913
55Arkadios Capital$24,611,012
56Nationwide Planning Associates, Inc.$21,742,546
57Fortune Financial Services, Inc.$20,597,743
58Alden Investment Group$3,589,968
59Trutoro$1,176,446
60Thurston Springer Miller Herd & Titak0
61Trustmont Financial Group Inc.0
62St. Bernard Financial Services Inc.0
63Kalos Capital Inc.
64Calton & Associates Inc.
65Bernardi Securities Inc.
66Allstate Financial Services LLC
67Securities Management and Research
68World Capital Brokerage, Inc.
69Infinity Financial Services
70Schwab Independent Branch Services (Franchise)
71Edward Jones
72David A. Noyes & Company
73Vanderbilt Financial Group
74Advisor Group
75Atria Wealth Solutions
76CoastalOne
77Nations Financial Group
78BCG Securities, Inc.
79Berthel Fisher & Co. Financial Services Inc.
80Broker Dealer Financial Services Corp.
81Cadaret, Grant & Co. Inc.
82Capital Analysts Inc.
83Century Securities Associates Inc.
84Coordinated Capital Securities Inc.
85Correll Co. Investment Services Corp.
86Crown Capital Securities L.P.
87Cutter & Company, Inc.
88First Allied Securities, Inc.
89GBS Financial Corp.
90ING Advisor Network Inc.
91Cetera Advisor Networks
92Cetera Advisors
93Investacorp Inc.
94INVEST Financial Corp.
95Investment Centers of America Inc.
96National Planning Corporation (NPC)
97SII Investments Inc.
98NEXT Financial Group, Inc.
99Protected Investors of America Inc.
100Signator Investors Inc.
101Cetera Financial Specialists
102Questar Capital Corp.
103Wells Fargo Advisors Financial Network
104WRP Investments Inc.
105Wunderlich Securities Inc.
106LifeMark Securities Corp.
107Bolton Global Capital
108Hilltop Securities Independent Network Inc.
109Summit Brokerage Services, Inc.
110Synergy Investment Group
111Leonard & Co.
112MetLife Inc.
113New England Securities Inc.
114Tower Square Securities Inc.
115Walnut Street Securities Inc.
116Foothill Securities Inc.
117Quest Capital Strategies Inc.
118Capital Investment Co.
119National Securities Corp.
120vFinance Investments Inc.
121Wall Street Access
122Cantella & Co. Inc.
123TFS Securities Inc.
124Cetera Financial Institutions
125SA Stone
126Financial Telesis Inc.
127First Republic Securities Co.
128Financial Services International Corp.
129Quincy Cass Associates Inc.
130D.A. Davidson & Co.
131Williams Financial Group
132Finance 500 Inc.
133Foresters Equity Services Inc.
134CUNA Brokerage Services Inc.
135Ausdal Financial Partners
136SCF Securities Inc.
137Harbor Financial Services LLC
138TriCor Financial LLC

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.