Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼$100K-$499K reps$500K+ reps% of $100K+ reps% of $500K+ reps
1LPL Financial LLC17,28700SubscribeSubscribe
2Advisor Group14,5134,3621,411SubscribeSubscribe
3Lincoln Financial Network10,620SubscribeSubscribe
4Northwestern Mutual 8,6391,547619SubscribeSubscribe
5Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
6MML Investors Services, LLC6,9502,163459SubscribeSubscribe
7Raymond James Financial Services Inc.6,64000SubscribeSubscribe
8Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
9Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
10Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
11Avantax Investment Services, Inc.3,825SubscribeSubscribe
12Securities America Inc.3,2331,188390SubscribeSubscribe
13Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
14Woodbury Financial Services2,498791238SubscribeSubscribe
15Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
16Atria Wealth Solutions2,249608142SubscribeSubscribe
17Park Avenue Securities LLC1,92200SubscribeSubscribe
18Principal Securities, Inc. 1,74745187SubscribeSubscribe
19Kestra Financial, Inc1,736484309SubscribeSubscribe
20SagePoint Financial Inc.1,461591163SubscribeSubscribe
21Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
22Securian Financial Services Inc.1,077454174SubscribeSubscribe
23The Leaders Group1,076479SubscribeSubscribe
24Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
25Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
26Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
27Triad Advisors, LLC86225168SubscribeSubscribe
28Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
29American Portfolios Financial Services Inc.829328101SubscribeSubscribe
30FSC Securities Corp.799282115SubscribeSubscribe
31M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
32The O.N. Equity Sales Co.73515721SubscribeSubscribe
33Centaurus Financial, Inc.655362154SubscribeSubscribe
34Sigma Financial Corp.61826860SubscribeSubscribe
35Independent Financial Group, LLC61525998SubscribeSubscribe
36J.W. Cole Financial Inc.550334113SubscribeSubscribe
37United Planners Financial Services53822877SubscribeSubscribe
38Equity Services Inc. 50615020SubscribeSubscribe
39PlanMember Securities Corp.47918745SubscribeSubscribe
40Grove Point Financial, LLC42215353SubscribeSubscribe
41Calton & Associates Inc.418SubscribeSubscribe
42Kovack Securities, Inc.40027245SubscribeSubscribe
43Fortune Financial Services, Inc.375525SubscribeSubscribe
44Crown Capital Securities L.P.341SubscribeSubscribe
45Parkland Securities, LLC33513021SubscribeSubscribe
46LaSalle St. Securities LLC31020040SubscribeSubscribe
47The Investment Center Inc.29112126SubscribeSubscribe
48Harbour Investments Inc.27212637SubscribeSubscribe
49Packerland Brokerage Services Inc.257844SubscribeSubscribe
50Geneos Wealth Management Inc.24312471SubscribeSubscribe
51Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
52Cantella & Co. Inc. 221SubscribeSubscribe
53Vanderbilt Financial Group18100SubscribeSubscribe
54CFD Investments Inc.1504915SubscribeSubscribe
55Securities Management and Research146SubscribeSubscribe
56The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
57Arete Wealth1323115SubscribeSubscribe
58Prospera Financial Services Inc.1296647SubscribeSubscribe
59Nationwide Planning Associates, Inc.123488SubscribeSubscribe
60St. Bernard Financial Services Inc.11300SubscribeSubscribe
61Arkadios Capital901065SubscribeSubscribe
62Trustmont Financial Group Inc.88345SubscribeSubscribe
63Founders Financial805014SubscribeSubscribe
64Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
65Alden Investment Group65457SubscribeSubscribe
66Coordinated Capital Securities Inc.60SubscribeSubscribe
67Cutter & Company, Inc.48417SubscribeSubscribe
68Trutoro3460SubscribeSubscribe
69Quincy Cass Associates Inc.5SubscribeSubscribe
70Nations Financial GroupSubscribeSubscribe
71BCG Securities, Inc.SubscribeSubscribe
72Broker Dealer Financial Services Corp.SubscribeSubscribe
73Cadaret, Grant & Co. Inc.SubscribeSubscribe
74Capital Analysts Inc.SubscribeSubscribe
75Century Securities Associates Inc.SubscribeSubscribe
76Correll Co. Investment Services Corp.SubscribeSubscribe
77First Allied Securities, Inc.SubscribeSubscribe
78GBS Financial Corp.SubscribeSubscribe
79ING Advisor Network Inc.SubscribeSubscribe
80Cetera Advisor NetworksSubscribeSubscribe
81Voya Financial Advisors Inc.SubscribeSubscribe
82Cetera AdvisorsSubscribeSubscribe
83Investacorp Inc.SubscribeSubscribe
84INVEST Financial Corp.SubscribeSubscribe
85Investment Centers of America Inc.SubscribeSubscribe
86National Planning Corporation (NPC) SubscribeSubscribe
87SII Investments Inc.SubscribeSubscribe
88NEXT Financial Group, Inc.SubscribeSubscribe
89Protected Investors of America Inc.SubscribeSubscribe
90Securities Service Network LLCSubscribeSubscribe
91Signator Investors Inc.SubscribeSubscribe
92Cetera Financial SpecialistsSubscribeSubscribe
93Questar Capital Corp.SubscribeSubscribe
94Wells Fargo Advisors Financial NetworkSubscribeSubscribe
95WRP Investments Inc.SubscribeSubscribe
96Wunderlich Securities Inc.SubscribeSubscribe
97LifeMark Securities Corp.SubscribeSubscribe
98Bolton Global CapitalSubscribeSubscribe
99Hilltop Securities Independent Network Inc.SubscribeSubscribe
100Summit Brokerage Services, Inc.SubscribeSubscribe
101Synergy Investment GroupSubscribeSubscribe
102Leonard & Co.SubscribeSubscribe
103MetLife Inc.SubscribeSubscribe
104New England Securities Inc.SubscribeSubscribe
105Tower Square Securities Inc.SubscribeSubscribe
106Walnut Street Securities Inc.SubscribeSubscribe
107Foothill Securities Inc.SubscribeSubscribe
108Quest Capital Strategies Inc. SubscribeSubscribe
109Spire Investment Partners LLCSubscribeSubscribe
110Capital Investment Co.SubscribeSubscribe
111National Securities Corp.SubscribeSubscribe
112vFinance Investments Inc.SubscribeSubscribe
113Wall Street AccessSubscribeSubscribe
114TFS Securities Inc.SubscribeSubscribe
115KMS Financial Services, Inc.SubscribeSubscribe
116Cetera Financial InstitutionsSubscribeSubscribe
117SA StoneSubscribeSubscribe
118Financial Telesis Inc.SubscribeSubscribe
119First Republic Securities Co.SubscribeSubscribe
120Financial Services International Corp.SubscribeSubscribe
121D.A. Davidson & Co.SubscribeSubscribe
122Williams Financial GroupSubscribeSubscribe
123Finance 500 Inc.SubscribeSubscribe
124Foresters Equity Services Inc.SubscribeSubscribe
125CUNA Brokerage Services Inc.SubscribeSubscribe
126Ausdal Financial PartnersSubscribeSubscribe
127SCF Securities Inc.SubscribeSubscribe
128Harbor Financial Services LLCSubscribeSubscribe
129TriCor Financial LLCSubscribeSubscribe
130Kalos Capital Inc.SubscribeSubscribe
131Bernardi Securities Inc.SubscribeSubscribe
132Allstate Financial Services LLCSubscribeSubscribe
133World Capital Brokerage, Inc.SubscribeSubscribe
134Infinity Financial Services SubscribeSubscribe
135Schwab Independent Branch Services (Franchise)SubscribeSubscribe
136Edward JonesSubscribeSubscribe
137David A. Noyes & CompanySubscribeSubscribe
138CoastalOneSubscribeSubscribe

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.