Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ reps% of $100K+ reps% of $500K+ reps
138Quincy Cass Associates Inc.5SubscribeSubscribe
137Trutoro3460SubscribeSubscribe
136Cutter & Company, Inc.48417SubscribeSubscribe
135Coordinated Capital Securities Inc.60SubscribeSubscribe
134Alden Investment Group65457SubscribeSubscribe
133Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
132Founders Financial805014SubscribeSubscribe
131Trustmont Financial Group Inc.88345SubscribeSubscribe
130Arkadios Capital901065SubscribeSubscribe
129St. Bernard Financial Services Inc.11300SubscribeSubscribe
128Nationwide Planning Associates, Inc.123488SubscribeSubscribe
127Prospera Financial Services Inc.1296647SubscribeSubscribe
126Arete Wealth1323115SubscribeSubscribe
125The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
124Securities Management and Research146SubscribeSubscribe
123CFD Investments Inc.1504915SubscribeSubscribe
122Vanderbilt Financial Group18100SubscribeSubscribe
121Cantella & Co. Inc. 221SubscribeSubscribe
120Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
119Geneos Wealth Management Inc.24312471SubscribeSubscribe
118Packerland Brokerage Services Inc.257844SubscribeSubscribe
117Harbour Investments Inc.27212637SubscribeSubscribe
116The Investment Center Inc.29112126SubscribeSubscribe
115LaSalle St. Securities LLC31020040SubscribeSubscribe
114Parkland Securities, LLC33513021SubscribeSubscribe
113Crown Capital Securities L.P.341SubscribeSubscribe
112Fortune Financial Services, Inc.375525SubscribeSubscribe
111Kovack Securities, Inc.40027245SubscribeSubscribe
110Calton & Associates Inc.418SubscribeSubscribe
109Grove Point Financial, LLC42215353SubscribeSubscribe
108PlanMember Securities Corp.47918745SubscribeSubscribe
107Equity Services Inc. 50615020SubscribeSubscribe
106United Planners Financial Services53822877SubscribeSubscribe
105J.W. Cole Financial Inc.550334113SubscribeSubscribe
104Independent Financial Group, LLC61525998SubscribeSubscribe
103Sigma Financial Corp.61826860SubscribeSubscribe
102Centaurus Financial, Inc.655362154SubscribeSubscribe
101The O.N. Equity Sales Co.73515721SubscribeSubscribe
100M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
99FSC Securities Corp.799282115SubscribeSubscribe
98American Portfolios Financial Services Inc.829328101SubscribeSubscribe
97Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
96Triad Advisors, LLC86225168SubscribeSubscribe
95Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
94Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
93Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
92The Leaders Group1,076479SubscribeSubscribe
91Securian Financial Services Inc.1,077454174SubscribeSubscribe
90Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
89SagePoint Financial Inc.1,461591163SubscribeSubscribe
88Kestra Financial, Inc1,736484309SubscribeSubscribe
87Principal Securities, Inc. 1,74745187SubscribeSubscribe
86Park Avenue Securities LLC1,92200SubscribeSubscribe
85Atria Wealth Solutions2,249608142SubscribeSubscribe
84Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
83Woodbury Financial Services2,498791238SubscribeSubscribe
82Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
81Securities America Inc.3,2331,188390SubscribeSubscribe
80Avantax Investment Services, Inc.3,825SubscribeSubscribe
79Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
78Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
77Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
76Raymond James Financial Services Inc.6,64000SubscribeSubscribe
75MML Investors Services, LLC6,9502,163459SubscribeSubscribe
74Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
73Northwestern Mutual 8,6391,547619SubscribeSubscribe
72Lincoln Financial Network10,620SubscribeSubscribe
71Advisor Group14,5134,3621,411SubscribeSubscribe
70LPL Financial LLC17,28700SubscribeSubscribe
69Nations Financial GroupSubscribeSubscribe
68BCG Securities, Inc.SubscribeSubscribe
67Broker Dealer Financial Services Corp.SubscribeSubscribe
66Cadaret, Grant & Co. Inc.SubscribeSubscribe
65Capital Analysts Inc.SubscribeSubscribe
64Century Securities Associates Inc.SubscribeSubscribe
63Correll Co. Investment Services Corp.SubscribeSubscribe
62First Allied Securities, Inc.SubscribeSubscribe
61GBS Financial Corp.SubscribeSubscribe
60ING Advisor Network Inc.SubscribeSubscribe
59Cetera Advisor NetworksSubscribeSubscribe
58Voya Financial Advisors Inc.SubscribeSubscribe
57Cetera AdvisorsSubscribeSubscribe
56Investacorp Inc.SubscribeSubscribe
55INVEST Financial Corp.SubscribeSubscribe
54Investment Centers of America Inc.SubscribeSubscribe
53National Planning Corporation (NPC) SubscribeSubscribe
52SII Investments Inc.SubscribeSubscribe
51NEXT Financial Group, Inc.SubscribeSubscribe
50Protected Investors of America Inc.SubscribeSubscribe
49Securities Service Network LLCSubscribeSubscribe
48Signator Investors Inc.SubscribeSubscribe
47Cetera Financial SpecialistsSubscribeSubscribe
46Questar Capital Corp.SubscribeSubscribe
45Wells Fargo Advisors Financial NetworkSubscribeSubscribe
44WRP Investments Inc.SubscribeSubscribe
43Wunderlich Securities Inc.SubscribeSubscribe
42LifeMark Securities Corp.SubscribeSubscribe
41Bolton Global CapitalSubscribeSubscribe
40Hilltop Securities Independent Network Inc.SubscribeSubscribe
39Summit Brokerage Services, Inc.SubscribeSubscribe
38Synergy Investment GroupSubscribeSubscribe
37Leonard & Co.SubscribeSubscribe
36MetLife Inc.SubscribeSubscribe
35New England Securities Inc.SubscribeSubscribe
34Tower Square Securities Inc.SubscribeSubscribe
33Walnut Street Securities Inc.SubscribeSubscribe
32Foothill Securities Inc.SubscribeSubscribe
31Quest Capital Strategies Inc. SubscribeSubscribe
30Spire Investment Partners LLCSubscribeSubscribe
29Capital Investment Co.SubscribeSubscribe
28National Securities Corp.SubscribeSubscribe
27vFinance Investments Inc.SubscribeSubscribe
26Wall Street AccessSubscribeSubscribe
25TFS Securities Inc.SubscribeSubscribe
24KMS Financial Services, Inc.SubscribeSubscribe
23Cetera Financial InstitutionsSubscribeSubscribe
22SA StoneSubscribeSubscribe
21Financial Telesis Inc.SubscribeSubscribe
20First Republic Securities Co.SubscribeSubscribe
19Financial Services International Corp.SubscribeSubscribe
18D.A. Davidson & Co.SubscribeSubscribe
17Williams Financial GroupSubscribeSubscribe
16Finance 500 Inc.SubscribeSubscribe
15Foresters Equity Services Inc.SubscribeSubscribe
14CUNA Brokerage Services Inc.SubscribeSubscribe
13Ausdal Financial PartnersSubscribeSubscribe
12SCF Securities Inc.SubscribeSubscribe
11Harbor Financial Services LLCSubscribeSubscribe
10TriCor Financial LLCSubscribeSubscribe
9Kalos Capital Inc.SubscribeSubscribe
8Bernardi Securities Inc.SubscribeSubscribe
7Allstate Financial Services LLCSubscribeSubscribe
6World Capital Brokerage, Inc.SubscribeSubscribe
5Infinity Financial Services SubscribeSubscribe
4Schwab Independent Branch Services (Franchise)SubscribeSubscribe
3Edward JonesSubscribeSubscribe
2David A. Noyes & CompanySubscribeSubscribe
1CoastalOneSubscribeSubscribe

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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