Broker-dealer Rankings - InvestmentNews

Recruitment & Staffing Financials Assets Breakdown Custom Ranking

	Firm	Reps	$100K-$499K reps	$500K+ reps	% of $100K+ reps ▼	% of $500K+ reps
1	Cutter & Company, Inc.	48	41	7	Subscribe	Subscribe
2	Alden Investment Group	65	45	7	Subscribe	Subscribe
3	Kovack Securities, Inc.	400	272	45	Subscribe	Subscribe
4	LaSalle St. Securities LLC	310	200	40	Subscribe	Subscribe
5	Founders Financial	80	50	14	Subscribe	Subscribe
6	J.W. Cole Financial Inc.	550	334	113	Subscribe	Subscribe
7	Centaurus Financial, Inc.	655	362	154	Subscribe	Subscribe
8	Prospera Financial Services Inc.	129	66	47	Subscribe	Subscribe
9	Geneos Wealth Management Inc.	243	124	71	Subscribe	Subscribe
10	Harbour Investments Inc.	272	126	37	Subscribe	Subscribe
11	Sigma Financial Corp.	618	268	60	Subscribe	Subscribe
12	United Planners Financial Services	538	228	77	Subscribe	Subscribe
13	Securian Financial Services Inc.	1,077	454	174	Subscribe	Subscribe
14	Independent Financial Group, LLC	615	259	98	Subscribe	Subscribe
15	The Investment Center Inc.	291	121	26	Subscribe	Subscribe
16	Lincoln Investment Planning, LLC	1,040	427	158	Subscribe	Subscribe
17	SagePoint Financial Inc.	1,461	591	163	Subscribe	Subscribe
18	American Portfolios Financial Services Inc.	829	328	101	Subscribe	Subscribe
19	PlanMember Securities Corp.	479	187	45	Subscribe	Subscribe
20	Nationwide Planning Associates, Inc.	123	48	8	Subscribe	Subscribe
21	Parkland Securities, LLC	335	130	21	Subscribe	Subscribe
22	Waddell & Reed Financial Advisors	1,333	516	264	Subscribe	Subscribe
23	Trustmont Financial Group Inc.	88	34	5	Subscribe	Subscribe
24	Securities America Inc.	3,233	1,188	390	Subscribe	Subscribe
25	The Strategic Financial Alliance Inc.	134	49	29	Subscribe	Subscribe
26	Grove Point Financial, LLC	422	153	53	Subscribe	Subscribe
27	Commonwealth Equity Services, LLC dba-Commonwealth Financial Network	2,476	897	977	Subscribe	Subscribe
28	Equitable Advisors, LLC	4,530	1,609	320	Subscribe	Subscribe
29	FSC Securities Corp.	799	282	115	Subscribe	Subscribe
30	Cambridge Investment Research, Inc.	4,529	1,578	498	Subscribe	Subscribe
31	Packerland Brokerage Services Inc.	257	84	4	Subscribe	Subscribe
32	CFD Investments Inc.	150	49	15	Subscribe	Subscribe
33	Woodbury Financial Services	2,498	791	238	Subscribe	Subscribe
34	MML Investors Services, LLC	6,950	2,163	459	Subscribe	Subscribe
35	Advisor Group	14,513	4,362	1,411	Subscribe	Subscribe
36	Equity Services Inc.	506	150	20	Subscribe	Subscribe
37	Triad Advisors, LLC	862	251	68	Subscribe	Subscribe
38	Kestra Financial, Inc	1,736	484	309	Subscribe	Subscribe
39	Atria Wealth Solutions	2,249	608	142	Subscribe	Subscribe
40	Royal Alliance Associates Inc.	4,815	1,259	436	Subscribe	Subscribe
41	Principal Securities, Inc.	1,747	451	87	Subscribe	Subscribe
42	Hornor, Townsend & Kent, LLC	833	205	54	Subscribe	Subscribe
43	Arete Wealth	132	31	15	Subscribe	Subscribe
44	The O.N. Equity Sales Co.	735	157	21	Subscribe	Subscribe
45	Concourse Financial Group Securities, Inc.	865	184	40	Subscribe	Subscribe
46	Ameritas Investment Company/Ameritas Advisory Services	1,055	189	69	Subscribe	Subscribe
47	Northwestern Mutual	8,639	1,547	619	Subscribe	Subscribe
48	Trutoro	34	6	0	Subscribe	Subscribe
49	M Holdings Securities Inc. (M Securities)	747	125	81	Subscribe	Subscribe
50	Fortune Financial Services, Inc.	375	52	5	Subscribe	Subscribe
51	Arkadios Capital	90	10	65	Subscribe	Subscribe
52	Transamerica Financial Advisors, Inc.	3,108	194	8	Subscribe	Subscribe
53	The Leaders Group	1,076	47	9	Subscribe	Subscribe
54	LPL Financial LLC	17,287	0	0	Subscribe	Subscribe
55	Berthel Fisher & Co. Financial Services Inc.	223	—	—	Subscribe	Subscribe
56	Raymond James Financial Services Inc.	6,640	0	0	Subscribe	Subscribe
57	Crown Capital Securities L.P.	341	—	—	Subscribe	Subscribe
58	Lincoln Financial Network	10,620	—	—	Subscribe	Subscribe
59	Ameriprise Financial Services, LLC	7,805	0	0	Subscribe	Subscribe
60	Park Avenue Securities LLC	1,922	0	0	Subscribe	Subscribe
61	Calton & Associates Inc.	418	—	—	Subscribe	Subscribe
62	St. Bernard Financial Services Inc.	113	0	0	Subscribe	Subscribe
63	Coordinated Capital Securities Inc.	60	—	—	Subscribe	Subscribe
64	Quincy Cass Associates Inc.	5	—	—	Subscribe	Subscribe
65	Securities Management and Research	146	—	—	Subscribe	Subscribe
66	Avantax Investment Services, Inc.	3,825	—	—	Subscribe	Subscribe
67	Cantella & Co. Inc.	221	—	—	Subscribe	Subscribe
68	Thurston Springer Miller Herd & Titak	68	0	0	Subscribe	Subscribe
69	Vanderbilt Financial Group	181	0	0	Subscribe	Subscribe
70	Nations Financial Group	—	—	—	Subscribe	Subscribe
71	BCG Securities, Inc.	—	—	—	Subscribe	Subscribe
72	Broker Dealer Financial Services Corp.	—	—	—	Subscribe	Subscribe
73	Cadaret, Grant & Co. Inc.	—	—	—	Subscribe	Subscribe
74	Capital Analysts Inc.	—	—	—	Subscribe	Subscribe
75	Century Securities Associates Inc.	—	—	—	Subscribe	Subscribe
76	Correll Co. Investment Services Corp.	—	—	—	Subscribe	Subscribe
77	First Allied Securities, Inc.	—	—	—	Subscribe	Subscribe
78	GBS Financial Corp.	—	—	—	Subscribe	Subscribe
79	ING Advisor Network Inc.	—	—	—	Subscribe	Subscribe
80	Cetera Advisor Networks	—	—	—	Subscribe	Subscribe
81	Voya Financial Advisors Inc.	—	—	—	Subscribe	Subscribe
82	Cetera Advisors	—	—	—	Subscribe	Subscribe
83	Investacorp Inc.	—	—	—	Subscribe	Subscribe
84	INVEST Financial Corp.	—	—	—	Subscribe	Subscribe
85	Investment Centers of America Inc.	—	—	—	Subscribe	Subscribe
86	National Planning Corporation (NPC)	—	—	—	Subscribe	Subscribe
87	SII Investments Inc.	—	—	—	Subscribe	Subscribe
88	NEXT Financial Group, Inc.	—	—	—	Subscribe	Subscribe
89	Protected Investors of America Inc.	—	—	—	Subscribe	Subscribe
90	Securities Service Network LLC	—	—	—	Subscribe	Subscribe
91	Signator Investors Inc.	—	—	—	Subscribe	Subscribe
92	Cetera Financial Specialists	—	—	—	Subscribe	Subscribe
93	Questar Capital Corp.	—	—	—	Subscribe	Subscribe
94	Wells Fargo Advisors Financial Network	—	—	—	Subscribe	Subscribe
95	WRP Investments Inc.	—	—	—	Subscribe	Subscribe
96	Wunderlich Securities Inc.	—	—	—	Subscribe	Subscribe
97	LifeMark Securities Corp.	—	—	—	Subscribe	Subscribe
98	Bolton Global Capital	—	—	—	Subscribe	Subscribe
99	Hilltop Securities Independent Network Inc.	—	—	—	Subscribe	Subscribe
100	Summit Brokerage Services, Inc.	—	—	—	Subscribe	Subscribe
101	Synergy Investment Group	—	—	—	Subscribe	Subscribe
102	Leonard & Co.	—	—	—	Subscribe	Subscribe
103	MetLife Inc.	—	—	—	Subscribe	Subscribe
104	New England Securities Inc.	—	—	—	Subscribe	Subscribe
105	Tower Square Securities Inc.	—	—	—	Subscribe	Subscribe
106	Walnut Street Securities Inc.	—	—	—	Subscribe	Subscribe
107	Foothill Securities Inc.	—	—	—	Subscribe	Subscribe
108	Quest Capital Strategies Inc.	—	—	—	Subscribe	Subscribe
109	Spire Investment Partners LLC	—	—	—	Subscribe	Subscribe
110	Capital Investment Co.	—	—	—	Subscribe	Subscribe
111	National Securities Corp.	—	—	—	Subscribe	Subscribe
112	vFinance Investments Inc.	—	—	—	Subscribe	Subscribe
113	Wall Street Access	—	—	—	Subscribe	Subscribe
114	TFS Securities Inc.	—	—	—	Subscribe	Subscribe
115	KMS Financial Services, Inc.	—	—	—	Subscribe	Subscribe
116	Cetera Financial Institutions	—	—	—	Subscribe	Subscribe
117	SA Stone	—	—	—	Subscribe	Subscribe
118	Financial Telesis Inc.	—	—	—	Subscribe	Subscribe
119	First Republic Securities Co.	—	—	—	Subscribe	Subscribe
120	Financial Services International Corp.	—	—	—	Subscribe	Subscribe
121	D.A. Davidson & Co.	—	—	—	Subscribe	Subscribe
122	Williams Financial Group	—	—	—	Subscribe	Subscribe
123	Finance 500 Inc.	—	—	—	Subscribe	Subscribe
124	Foresters Equity Services Inc.	—	—	—	Subscribe	Subscribe
125	CUNA Brokerage Services Inc.	—	—	—	Subscribe	Subscribe
126	Ausdal Financial Partners	—	—	—	Subscribe	Subscribe
127	SCF Securities Inc.	—	—	—	Subscribe	Subscribe
128	Harbor Financial Services LLC	—	—	—	Subscribe	Subscribe
129	TriCor Financial LLC	—	—	—	Subscribe	Subscribe
130	Kalos Capital Inc.	—	—	—	Subscribe	Subscribe
131	Bernardi Securities Inc.	—	—	—	Subscribe	Subscribe
132	Allstate Financial Services LLC	—	—	—	Subscribe	Subscribe
133	World Capital Brokerage, Inc.	—	—	—	Subscribe	Subscribe
134	Infinity Financial Services	—	—	—	Subscribe	Subscribe
135	Schwab Independent Branch Services (Franchise)	—	—	—	Subscribe	Subscribe
136	Edward Jones	—	—	—	Subscribe	Subscribe
137	David A. Noyes & Company	—	—	—	Subscribe	Subscribe
138	CoastalOne	—	—	—	Subscribe	Subscribe

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Notes

N/A = Not available
N/D = Not disclosed
— = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Year
State
Clearing firm

Revenue
Total Assets
Total Reps

Broker-dealer Data Center

Rankings