Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲% of $100K+ reps% of $500K+ reps
138St. Bernard Financial Services Inc.11300SubscribeSubscribe
137LPL Financial LLC17,28700SubscribeSubscribe
136Vanderbilt Financial Group18100SubscribeSubscribe
135Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
134Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
133Park Avenue Securities LLC1,92200SubscribeSubscribe
132Trutoro3460SubscribeSubscribe
131Raymond James Financial Services Inc.6,64000SubscribeSubscribe
130Packerland Brokerage Services Inc.257844SubscribeSubscribe
129Fortune Financial Services, Inc.375525SubscribeSubscribe
128Trustmont Financial Group Inc.88345SubscribeSubscribe
127Alden Investment Group65457SubscribeSubscribe
126Cutter & Company, Inc.48417SubscribeSubscribe
125Nationwide Planning Associates, Inc.123488SubscribeSubscribe
124Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
123The Leaders Group1,076479SubscribeSubscribe
122Founders Financial805014SubscribeSubscribe
121Arete Wealth1323115SubscribeSubscribe
120CFD Investments Inc.1504915SubscribeSubscribe
119Equity Services Inc. 50615020SubscribeSubscribe
118The O.N. Equity Sales Co.73515721SubscribeSubscribe
117Parkland Securities, LLC33513021SubscribeSubscribe
116The Investment Center Inc.29112126SubscribeSubscribe
115The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
114Harbour Investments Inc.27212637SubscribeSubscribe
113LaSalle St. Securities LLC31020040SubscribeSubscribe
112Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
111PlanMember Securities Corp.47918745SubscribeSubscribe
110Kovack Securities, Inc.40027245SubscribeSubscribe
109Prospera Financial Services Inc.1296647SubscribeSubscribe
108Grove Point Financial, LLC42215353SubscribeSubscribe
107Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
106Sigma Financial Corp.61826860SubscribeSubscribe
105Arkadios Capital901065SubscribeSubscribe
104Triad Advisors, LLC86225168SubscribeSubscribe
103Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
102Geneos Wealth Management Inc.24312471SubscribeSubscribe
101United Planners Financial Services53822877SubscribeSubscribe
100M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
99Principal Securities, Inc. 1,74745187SubscribeSubscribe
98Independent Financial Group, LLC61525998SubscribeSubscribe
97American Portfolios Financial Services Inc.829328101SubscribeSubscribe
96J.W. Cole Financial Inc.550334113SubscribeSubscribe
95FSC Securities Corp.799282115SubscribeSubscribe
94Atria Wealth Solutions2,249608142SubscribeSubscribe
93Centaurus Financial, Inc.655362154SubscribeSubscribe
92Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
91SagePoint Financial Inc.1,461591163SubscribeSubscribe
90Securian Financial Services Inc.1,077454174SubscribeSubscribe
89Woodbury Financial Services2,498791238SubscribeSubscribe
88Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
87Kestra Financial, Inc1,736484309SubscribeSubscribe
86Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
85Securities America Inc.3,2331,188390SubscribeSubscribe
84Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
83MML Investors Services, LLC6,9502,163459SubscribeSubscribe
82Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
81Northwestern Mutual 8,6391,547619SubscribeSubscribe
80Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
79Advisor Group14,5134,3621,411SubscribeSubscribe
78Finance 500 Inc.SubscribeSubscribe
77Foresters Equity Services Inc.SubscribeSubscribe
76CUNA Brokerage Services Inc.SubscribeSubscribe
75Ausdal Financial PartnersSubscribeSubscribe
74SCF Securities Inc.SubscribeSubscribe
73Harbor Financial Services LLCSubscribeSubscribe
72TriCor Financial LLCSubscribeSubscribe
71Kalos Capital Inc.SubscribeSubscribe
70Calton & Associates Inc.418SubscribeSubscribe
69Bernardi Securities Inc.SubscribeSubscribe
68Allstate Financial Services LLCSubscribeSubscribe
67Securities Management and Research146SubscribeSubscribe
66World Capital Brokerage, Inc.SubscribeSubscribe
65Infinity Financial Services SubscribeSubscribe
64Schwab Independent Branch Services (Franchise)SubscribeSubscribe
63Edward JonesSubscribeSubscribe
62David A. Noyes & CompanySubscribeSubscribe
61CoastalOneSubscribeSubscribe
60Nations Financial GroupSubscribeSubscribe
59BCG Securities, Inc.SubscribeSubscribe
58Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
57Broker Dealer Financial Services Corp.SubscribeSubscribe
56Cadaret, Grant & Co. Inc.SubscribeSubscribe
55Capital Analysts Inc.SubscribeSubscribe
54Century Securities Associates Inc.SubscribeSubscribe
53Coordinated Capital Securities Inc.60SubscribeSubscribe
52Correll Co. Investment Services Corp.SubscribeSubscribe
51Crown Capital Securities L.P.341SubscribeSubscribe
50First Allied Securities, Inc.SubscribeSubscribe
49GBS Financial Corp.SubscribeSubscribe
48Avantax Investment Services, Inc.3,825SubscribeSubscribe
47ING Advisor Network Inc.SubscribeSubscribe
46Cetera Advisor NetworksSubscribeSubscribe
45Voya Financial Advisors Inc.SubscribeSubscribe
44Cetera AdvisorsSubscribeSubscribe
43Investacorp Inc.SubscribeSubscribe
42INVEST Financial Corp.SubscribeSubscribe
41Investment Centers of America Inc.SubscribeSubscribe
40National Planning Corporation (NPC) SubscribeSubscribe
39SII Investments Inc.SubscribeSubscribe
38NEXT Financial Group, Inc.SubscribeSubscribe
37Protected Investors of America Inc.SubscribeSubscribe
36Securities Service Network LLCSubscribeSubscribe
35Signator Investors Inc.SubscribeSubscribe
34Cetera Financial SpecialistsSubscribeSubscribe
33Questar Capital Corp.SubscribeSubscribe
32Wells Fargo Advisors Financial NetworkSubscribeSubscribe
31WRP Investments Inc.SubscribeSubscribe
30Wunderlich Securities Inc.SubscribeSubscribe
29Lincoln Financial Network10,620SubscribeSubscribe
28LifeMark Securities Corp.SubscribeSubscribe
27Bolton Global CapitalSubscribeSubscribe
26Hilltop Securities Independent Network Inc.SubscribeSubscribe
25Summit Brokerage Services, Inc.SubscribeSubscribe
24Synergy Investment GroupSubscribeSubscribe
23Leonard & Co.SubscribeSubscribe
22MetLife Inc.SubscribeSubscribe
21New England Securities Inc.SubscribeSubscribe
20Tower Square Securities Inc.SubscribeSubscribe
19Walnut Street Securities Inc.SubscribeSubscribe
18Foothill Securities Inc.SubscribeSubscribe
17Quest Capital Strategies Inc. SubscribeSubscribe
16Spire Investment Partners LLCSubscribeSubscribe
15Capital Investment Co.SubscribeSubscribe
14National Securities Corp.SubscribeSubscribe
13vFinance Investments Inc.SubscribeSubscribe
12Wall Street AccessSubscribeSubscribe
11Cantella & Co. Inc. 221SubscribeSubscribe
10TFS Securities Inc.SubscribeSubscribe
9KMS Financial Services, Inc.SubscribeSubscribe
8Cetera Financial InstitutionsSubscribeSubscribe
7SA StoneSubscribeSubscribe
6Financial Telesis Inc.SubscribeSubscribe
5First Republic Securities Co.SubscribeSubscribe
4Financial Services International Corp.SubscribeSubscribe
3Quincy Cass Associates Inc.5SubscribeSubscribe
2D.A. Davidson & Co.SubscribeSubscribe
1Williams Financial GroupSubscribeSubscribe

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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