Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps% of $100K+ reps% of $500K+ reps ▲
138D.A. Davidson & Co.SubscribeSubscribe
137BCG Securities, Inc.SubscribeSubscribe
136Broker Dealer Financial Services Corp.SubscribeSubscribe
135Cadaret, Grant & Co. Inc.SubscribeSubscribe
134Capital Analysts Inc.SubscribeSubscribe
133Century Securities Associates Inc.SubscribeSubscribe
132Correll Co. Investment Services Corp.SubscribeSubscribe
131First Allied Securities, Inc.SubscribeSubscribe
130GBS Financial Corp.SubscribeSubscribe
129ING Advisor Network Inc.SubscribeSubscribe
128Cetera Advisor NetworksSubscribeSubscribe
127Voya Financial Advisors Inc.SubscribeSubscribe
126Cetera AdvisorsSubscribeSubscribe
125Investacorp Inc.SubscribeSubscribe
124INVEST Financial Corp.SubscribeSubscribe
123Investment Centers of America Inc.SubscribeSubscribe
122National Planning Corporation (NPC) SubscribeSubscribe
121SII Investments Inc.SubscribeSubscribe
120NEXT Financial Group, Inc.SubscribeSubscribe
119Protected Investors of America Inc.SubscribeSubscribe
118Securities Service Network LLCSubscribeSubscribe
117Signator Investors Inc.SubscribeSubscribe
116Cetera Financial SpecialistsSubscribeSubscribe
115Questar Capital Corp.SubscribeSubscribe
114Wells Fargo Advisors Financial NetworkSubscribeSubscribe
113WRP Investments Inc.SubscribeSubscribe
112Wunderlich Securities Inc.SubscribeSubscribe
111LifeMark Securities Corp.SubscribeSubscribe
110Bolton Global CapitalSubscribeSubscribe
109Hilltop Securities Independent Network Inc.SubscribeSubscribe
108Summit Brokerage Services, Inc.SubscribeSubscribe
107Synergy Investment GroupSubscribeSubscribe
106Leonard & Co.SubscribeSubscribe
105MetLife Inc.SubscribeSubscribe
104New England Securities Inc.SubscribeSubscribe
103Tower Square Securities Inc.SubscribeSubscribe
102Walnut Street Securities Inc.SubscribeSubscribe
101Foothill Securities Inc.SubscribeSubscribe
100Quest Capital Strategies Inc. SubscribeSubscribe
99Spire Investment Partners LLCSubscribeSubscribe
98Capital Investment Co.SubscribeSubscribe
97National Securities Corp.SubscribeSubscribe
96vFinance Investments Inc.SubscribeSubscribe
95Wall Street AccessSubscribeSubscribe
94TFS Securities Inc.SubscribeSubscribe
93KMS Financial Services, Inc.SubscribeSubscribe
92Cetera Financial InstitutionsSubscribeSubscribe
91SA StoneSubscribeSubscribe
90Financial Telesis Inc.SubscribeSubscribe
89First Republic Securities Co.SubscribeSubscribe
88Financial Services International Corp.SubscribeSubscribe
87Williams Financial GroupSubscribeSubscribe
86Finance 500 Inc.SubscribeSubscribe
85Foresters Equity Services Inc.SubscribeSubscribe
84CUNA Brokerage Services Inc.SubscribeSubscribe
83Ausdal Financial PartnersSubscribeSubscribe
82SCF Securities Inc.SubscribeSubscribe
81Harbor Financial Services LLCSubscribeSubscribe
80TriCor Financial LLCSubscribeSubscribe
79Kalos Capital Inc.SubscribeSubscribe
78Bernardi Securities Inc.SubscribeSubscribe
77Allstate Financial Services LLCSubscribeSubscribe
76World Capital Brokerage, Inc.SubscribeSubscribe
75Infinity Financial Services SubscribeSubscribe
74Schwab Independent Branch Services (Franchise)SubscribeSubscribe
73Edward JonesSubscribeSubscribe
72David A. Noyes & CompanySubscribeSubscribe
71CoastalOneSubscribeSubscribe
70Nations Financial GroupSubscribeSubscribe
69Park Avenue Securities LLC1,92200SubscribeSubscribe
68Crown Capital Securities L.P.341SubscribeSubscribe
67Raymond James Financial Services Inc.6,64000SubscribeSubscribe
66Vanderbilt Financial Group18100SubscribeSubscribe
65LPL Financial LLC17,28700SubscribeSubscribe
64Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
63Avantax Investment Services, Inc.3,825SubscribeSubscribe
62Calton & Associates Inc.418SubscribeSubscribe
61Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
60Quincy Cass Associates Inc.5SubscribeSubscribe
59Cantella & Co. Inc. 221SubscribeSubscribe
58Lincoln Financial Network10,620SubscribeSubscribe
57St. Bernard Financial Services Inc.11300SubscribeSubscribe
56Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
55Trutoro3460SubscribeSubscribe
54Coordinated Capital Securities Inc.60SubscribeSubscribe
53Securities Management and Research146SubscribeSubscribe
52Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
51The Leaders Group1,076479SubscribeSubscribe
50Fortune Financial Services, Inc.375525SubscribeSubscribe
49Packerland Brokerage Services Inc.257844SubscribeSubscribe
48The O.N. Equity Sales Co.73515721SubscribeSubscribe
47Equity Services Inc. 50615020SubscribeSubscribe
46Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
45Principal Securities, Inc. 1,74745187SubscribeSubscribe
44Trustmont Financial Group Inc.88345SubscribeSubscribe
43Parkland Securities, LLC33513021SubscribeSubscribe
42Atria Wealth Solutions2,249608142SubscribeSubscribe
41Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
40Nationwide Planning Associates, Inc.123488SubscribeSubscribe
39Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
38MML Investors Services, LLC6,9502,163459SubscribeSubscribe
37Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
36Northwestern Mutual 8,6391,547619SubscribeSubscribe
35Triad Advisors, LLC86225168SubscribeSubscribe
34The Investment Center Inc.29112126SubscribeSubscribe
33Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
32PlanMember Securities Corp.47918745SubscribeSubscribe
31Woodbury Financial Services2,498791238SubscribeSubscribe
30Sigma Financial Corp.61826860SubscribeSubscribe
29Advisor Group14,5134,3621,411SubscribeSubscribe
28CFD Investments Inc.1504915SubscribeSubscribe
27Alden Investment Group65457SubscribeSubscribe
26M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
25Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
24SagePoint Financial Inc.1,461591163SubscribeSubscribe
23Kovack Securities, Inc.40027245SubscribeSubscribe
22Arete Wealth1323115SubscribeSubscribe
21Securities America Inc.3,2331,188390SubscribeSubscribe
20American Portfolios Financial Services Inc.829328101SubscribeSubscribe
19Grove Point Financial, LLC42215353SubscribeSubscribe
18LaSalle St. Securities LLC31020040SubscribeSubscribe
17Harbour Investments Inc.27212637SubscribeSubscribe
16United Planners Financial Services53822877SubscribeSubscribe
15FSC Securities Corp.799282115SubscribeSubscribe
14Cutter & Company, Inc.48417SubscribeSubscribe
13Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
12Independent Financial Group, LLC61525998SubscribeSubscribe
11Securian Financial Services Inc.1,077454174SubscribeSubscribe
10Founders Financial805014SubscribeSubscribe
9Kestra Financial, Inc1,736484309SubscribeSubscribe
8Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
7J.W. Cole Financial Inc.550334113SubscribeSubscribe
6The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
5Centaurus Financial, Inc.655362154SubscribeSubscribe
4Geneos Wealth Management Inc.24312471SubscribeSubscribe
3Prospera Financial Services Inc.1296647SubscribeSubscribe
2Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
1Arkadios Capital901065SubscribeSubscribe

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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