Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps% of $100K+ reps% of $500K+ reps
138Advisor Group14,5134,3621,411SubscribeSubscribe
137Alden Investment Group65457SubscribeSubscribe
136Allstate Financial Services LLCSubscribeSubscribe
135American Portfolios Financial Services Inc.829328101SubscribeSubscribe
134Ameriprise Financial Services, LLC7,80500SubscribeSubscribe
133Ameritas Investment Company/Ameritas Advisory Services1,05518969SubscribeSubscribe
132Arete Wealth1323115SubscribeSubscribe
131Arkadios Capital901065SubscribeSubscribe
130Atria Wealth Solutions2,249608142SubscribeSubscribe
129Ausdal Financial PartnersSubscribeSubscribe
128Avantax Investment Services, Inc.3,825SubscribeSubscribe
127BCG Securities, Inc.SubscribeSubscribe
126Bernardi Securities Inc.SubscribeSubscribe
125Berthel Fisher & Co. Financial Services Inc.223SubscribeSubscribe
124Bolton Global CapitalSubscribeSubscribe
123Broker Dealer Financial Services Corp.SubscribeSubscribe
122Cadaret, Grant & Co. Inc.SubscribeSubscribe
121Calton & Associates Inc.418SubscribeSubscribe
120Cambridge Investment Research, Inc.4,5291,578498SubscribeSubscribe
119Cantella & Co. Inc. 221SubscribeSubscribe
118Capital Analysts Inc.SubscribeSubscribe
117Capital Investment Co.SubscribeSubscribe
116Centaurus Financial, Inc.655362154SubscribeSubscribe
115Century Securities Associates Inc.SubscribeSubscribe
114Cetera Advisor NetworksSubscribeSubscribe
113Cetera AdvisorsSubscribeSubscribe
112Cetera Financial InstitutionsSubscribeSubscribe
111Cetera Financial SpecialistsSubscribeSubscribe
110CFD Investments Inc.1504915SubscribeSubscribe
109CoastalOneSubscribeSubscribe
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977SubscribeSubscribe
107Concourse Financial Group Securities, Inc.86518440SubscribeSubscribe
106Coordinated Capital Securities Inc.60SubscribeSubscribe
105Correll Co. Investment Services Corp.SubscribeSubscribe
104Crown Capital Securities L.P.341SubscribeSubscribe
103CUNA Brokerage Services Inc.SubscribeSubscribe
102Cutter & Company, Inc.48417SubscribeSubscribe
101D.A. Davidson & Co.SubscribeSubscribe
100David A. Noyes & CompanySubscribeSubscribe
99Edward JonesSubscribeSubscribe
98Equitable Advisors, LLC4,5301,609320SubscribeSubscribe
97Equity Services Inc. 50615020SubscribeSubscribe
96Finance 500 Inc.SubscribeSubscribe
95Financial Services International Corp.SubscribeSubscribe
94Financial Telesis Inc.SubscribeSubscribe
93First Allied Securities, Inc.SubscribeSubscribe
92First Republic Securities Co.SubscribeSubscribe
91Foothill Securities Inc.SubscribeSubscribe
90Foresters Equity Services Inc.SubscribeSubscribe
89Fortune Financial Services, Inc.375525SubscribeSubscribe
88Founders Financial805014SubscribeSubscribe
87FSC Securities Corp.799282115SubscribeSubscribe
86GBS Financial Corp.SubscribeSubscribe
85Geneos Wealth Management Inc.24312471SubscribeSubscribe
84Grove Point Financial, LLC42215353SubscribeSubscribe
83Harbor Financial Services LLCSubscribeSubscribe
82Harbour Investments Inc.27212637SubscribeSubscribe
81Hilltop Securities Independent Network Inc.SubscribeSubscribe
80Hornor, Townsend & Kent, LLC83320554SubscribeSubscribe
79Independent Financial Group, LLC61525998SubscribeSubscribe
78Infinity Financial Services SubscribeSubscribe
77ING Advisor Network Inc.SubscribeSubscribe
76INVEST Financial Corp.SubscribeSubscribe
75Investacorp Inc.SubscribeSubscribe
74The Investment Center Inc.29112126SubscribeSubscribe
73Investment Centers of America Inc.SubscribeSubscribe
72J.W. Cole Financial Inc.550334113SubscribeSubscribe
71Kalos Capital Inc.SubscribeSubscribe
70Kestra Financial, Inc1,736484309SubscribeSubscribe
69KMS Financial Services, Inc.SubscribeSubscribe
68Kovack Securities, Inc.40027245SubscribeSubscribe
67LaSalle St. Securities LLC31020040SubscribeSubscribe
66Leonard & Co.SubscribeSubscribe
65LifeMark Securities Corp.SubscribeSubscribe
64Lincoln Financial Network10,620SubscribeSubscribe
63Lincoln Investment Planning, LLC1,040427158SubscribeSubscribe
62LPL Financial LLC17,28700SubscribeSubscribe
61M Holdings Securities Inc. (M Securities)74712581SubscribeSubscribe
60MetLife Inc.SubscribeSubscribe
59MML Investors Services, LLC6,9502,163459SubscribeSubscribe
58National Planning Corporation (NPC) SubscribeSubscribe
57National Securities Corp.SubscribeSubscribe
56Nations Financial GroupSubscribeSubscribe
55Nationwide Planning Associates, Inc.123488SubscribeSubscribe
54New England Securities Inc.SubscribeSubscribe
53NEXT Financial Group, Inc.SubscribeSubscribe
52Northwestern Mutual 8,6391,547619SubscribeSubscribe
51The O.N. Equity Sales Co.73515721SubscribeSubscribe
50Packerland Brokerage Services Inc.257844SubscribeSubscribe
49Park Avenue Securities LLC1,92200SubscribeSubscribe
48Parkland Securities, LLC33513021SubscribeSubscribe
47PlanMember Securities Corp.47918745SubscribeSubscribe
46Principal Securities, Inc. 1,74745187SubscribeSubscribe
45Prospera Financial Services Inc.1296647SubscribeSubscribe
44Protected Investors of America Inc.SubscribeSubscribe
43Quest Capital Strategies Inc. SubscribeSubscribe
42Questar Capital Corp.SubscribeSubscribe
41Quincy Cass Associates Inc.5SubscribeSubscribe
40Raymond James Financial Services Inc.6,64000SubscribeSubscribe
39Royal Alliance Associates Inc.4,8151,259436SubscribeSubscribe
38SA StoneSubscribeSubscribe
37SagePoint Financial Inc.1,461591163SubscribeSubscribe
36SCF Securities Inc.SubscribeSubscribe
35Schwab Independent Branch Services (Franchise)SubscribeSubscribe
34Securian Financial Services Inc.1,077454174SubscribeSubscribe
33Securities America Inc.3,2331,188390SubscribeSubscribe
32Securities Management and Research146SubscribeSubscribe
31Securities Service Network LLCSubscribeSubscribe
30Sigma Financial Corp.61826860SubscribeSubscribe
29Signator Investors Inc.SubscribeSubscribe
28SII Investments Inc.SubscribeSubscribe
27Spire Investment Partners LLCSubscribeSubscribe
26St. Bernard Financial Services Inc.11300SubscribeSubscribe
25The Strategic Financial Alliance Inc.1344929SubscribeSubscribe
24Summit Brokerage Services, Inc.SubscribeSubscribe
23Synergy Investment GroupSubscribeSubscribe
22TFS Securities Inc.SubscribeSubscribe
21The Leaders Group1,076479SubscribeSubscribe
20Thurston Springer Miller Herd & Titak6800SubscribeSubscribe
19Tower Square Securities Inc.SubscribeSubscribe
18Transamerica Financial Advisors, Inc.3,1081948SubscribeSubscribe
17Triad Advisors, LLC86225168SubscribeSubscribe
16TriCor Financial LLCSubscribeSubscribe
15Trustmont Financial Group Inc.88345SubscribeSubscribe
14Trutoro3460SubscribeSubscribe
13United Planners Financial Services53822877SubscribeSubscribe
12Vanderbilt Financial Group18100SubscribeSubscribe
11vFinance Investments Inc.SubscribeSubscribe
10Voya Financial Advisors Inc.SubscribeSubscribe
9Waddell & Reed Financial Advisors1,333516264SubscribeSubscribe
8Wall Street AccessSubscribeSubscribe
7Walnut Street Securities Inc.SubscribeSubscribe
6Wells Fargo Advisors Financial NetworkSubscribeSubscribe
5Williams Financial GroupSubscribeSubscribe
4Woodbury Financial Services2,498791238SubscribeSubscribe
3World Capital Brokerage, Inc.SubscribeSubscribe
2WRP Investments Inc.SubscribeSubscribe
1Wunderlich Securities Inc.SubscribeSubscribe

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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