Broker-dealer Data Center

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Year
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC17,287
2Advisor Group14,513
3Lincoln Financial Network10,620
4Northwestern Mutual 8,639
5Ameriprise Financial Services, LLC7,805
6MML Investors Services, LLC6,950
7Raymond James Financial Services Inc.6,640
8Royal Alliance Associates Inc.4,815
9Equitable Advisors, LLC4,530
10Cambridge Investment Research, Inc.4,529
11Avantax Investment Services, Inc.3,825
12Securities America Inc.3,233
13Transamerica Financial Advisors, Inc.3,108
14Woodbury Financial Services2,498
15Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476
16Atria Wealth Solutions2,249
17Park Avenue Securities LLC1,922
18Principal Securities, Inc. 1,747
19Kestra Financial, Inc1,736
20SagePoint Financial Inc.1,461
21Waddell & Reed Financial Advisors1,333
22Securian Financial Services Inc.1,077
23The Leaders Group1,076
24Ameritas Investment Company/Ameritas Advisory Services1,055
25Lincoln Investment Planning, LLC1,040
26Concourse Financial Group Securities, Inc.865
27Triad Advisors, LLC862
28Hornor, Townsend & Kent, LLC833
29American Portfolios Financial Services Inc.829
30FSC Securities Corp.799
31M Holdings Securities Inc. (M Securities)747
32The O.N. Equity Sales Co.735
33Centaurus Financial, Inc.655
34Sigma Financial Corp.618
35Independent Financial Group, LLC615
36J.W. Cole Financial Inc.550
37United Planners Financial Services538
38Equity Services Inc. 506
39PlanMember Securities Corp.479
40Grove Point Financial, LLC422
41Calton & Associates Inc.418
42Kovack Securities, Inc.400
43Fortune Financial Services, Inc.375
44Crown Capital Securities L.P.341
45Parkland Securities, LLC335
46LaSalle St. Securities LLC310
47The Investment Center Inc.291
48Harbour Investments Inc.272
49Packerland Brokerage Services Inc.257
50Geneos Wealth Management Inc.243
51Berthel Fisher & Co. Financial Services Inc.223
52Cantella & Co. Inc. 221
53Vanderbilt Financial Group181
54CFD Investments Inc.150
55Securities Management and Research146
56The Strategic Financial Alliance Inc.134
57Arete Wealth132
58Prospera Financial Services Inc.129
59Nationwide Planning Associates, Inc.123
60St. Bernard Financial Services Inc.113
61Arkadios Capital90
62Trustmont Financial Group Inc.88
63Founders Financial80
64Thurston Springer Miller Herd & Titak68
65Alden Investment Group65
66Coordinated Capital Securities Inc.60
67Cutter & Company, Inc.48
68Trutoro34
69Quincy Cass Associates Inc.5
70Nations Financial Group
71BCG Securities, Inc.
72Broker Dealer Financial Services Corp.
73Cadaret, Grant & Co. Inc.
74Capital Analysts Inc.
75Century Securities Associates Inc.
76Correll Co. Investment Services Corp.
77First Allied Securities, Inc.
78GBS Financial Corp.
79ING Advisor Network Inc.
80Cetera Advisor Networks
81Voya Financial Advisors Inc.
82Cetera Advisors
83Investacorp Inc.
84INVEST Financial Corp.
85Investment Centers of America Inc.
86National Planning Corporation (NPC)
87SII Investments Inc.
88NEXT Financial Group, Inc.
89Protected Investors of America Inc.
90Securities Service Network LLC
91Signator Investors Inc.
92Cetera Financial Specialists
93Questar Capital Corp.
94Wells Fargo Advisors Financial Network
95WRP Investments Inc.
96Wunderlich Securities Inc.
97LifeMark Securities Corp.
98Bolton Global Capital
99Hilltop Securities Independent Network Inc.
100Summit Brokerage Services, Inc.
101Synergy Investment Group
102Leonard & Co.
103MetLife Inc.
104New England Securities Inc.
105Tower Square Securities Inc.
106Walnut Street Securities Inc.
107Foothill Securities Inc.
108Quest Capital Strategies Inc.
109Spire Investment Partners LLC
110Capital Investment Co.
111National Securities Corp.
112vFinance Investments Inc.
113Wall Street Access
114TFS Securities Inc.
115KMS Financial Services, Inc.
116Cetera Financial Institutions
117SA Stone
118Financial Telesis Inc.
119First Republic Securities Co.
120Financial Services International Corp.
121D.A. Davidson & Co.
122Williams Financial Group
123Finance 500 Inc.
124Foresters Equity Services Inc.
125CUNA Brokerage Services Inc.
126Ausdal Financial Partners
127SCF Securities Inc.
128Harbor Financial Services LLC
129TriCor Financial LLC
130Kalos Capital Inc.
131Bernardi Securities Inc.
132Allstate Financial Services LLC
133World Capital Brokerage, Inc.
134Infinity Financial Services
135Schwab Independent Branch Services (Franchise)
136Edward Jones
137David A. Noyes & Company
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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