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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
138Correll Co. Investment Services Corp.11
137Trutoro19
136Alden Investment Group29
135World Capital Brokerage, Inc.50
134Infinity Financial Services 59
133Spire Investment Partners LLC70
132Founders Financial75
131St. Bernard Financial Services Inc.82
130David A. Noyes & Company86
129Trustmont Financial Group Inc.107
128Arete Wealth112
127Nationwide Planning Associates, Inc.114
126Prospera Financial Services Inc.135
125Kalos Capital Inc.151
124SCF Securities Inc.173
123Securities Management and Research174
122The Strategic Financial Alliance Inc.178
121Capital Investment Co.185
120CFD Investments Inc.200
119Packerland Brokerage Services Inc.250
118Harbour Investments Inc.255
117The Investment Center Inc.274
116Berthel Fisher & Co. Financial Services Inc.280
115Geneos Wealth Management Inc.285
114Quest Capital Strategies Inc. 302
113Fortune Financial Services, Inc.304
112Calton & Associates Inc.313
111LaSalle St. Securities LLC325
110Crown Capital Securities L.P.371
109Parkland Securities, LLC411
108Kovack Securities, Inc.415
107Securities Service Network LLC423
106CUNA Brokerage Services Inc.428
105KMS Financial Services, Inc.448
104PlanMember Securities Corp.454
103J.W. Cole Financial Inc.480
102Equity Services Inc. 507
101United Planners Financial Services537
100NEXT Financial Group, Inc.539
99Summit Brokerage Services, Inc.541
98Investacorp Inc.565
97SA Stone575
96Independent Financial Group, LLC625
95Centaurus Financial, Inc.633
94Questar Capital Corp.640
93Sigma Financial Corp.656
92The Leaders Group689
91Grove Point Financial, LLC693
90First Allied Securities, Inc.755
89Triad Advisors, LLC810
88Cadaret, Grant & Co. Inc.830
87M Holdings Securities Inc. (M Securities)830
86The O.N. Equity Sales Co.837
85American Portfolios Financial Services Inc.837
84Concourse Financial Group Securities, Inc.1,082
83Hornor, Townsend & Kent, LLC1,106
82Securian Financial Services Inc.1,134
81Cetera Financial Specialists1,218
80Wells Fargo Advisors Financial Network1,333
79Ameritas Investment Company/Ameritas Advisory Services1,382
78Cetera Advisors1,450
77Waddell & Reed Financial Advisors1,467
76Lincoln Investment Planning, LLC1,487
75Principal Securities, Inc. 1,691
74FSC Securities Corp.1,710
73Cetera Financial Institutions1,769
72Voya Financial Advisors Inc.1,800
71Kestra Financial, Inc1,876
70Woodbury Financial Services1,936
69Signator Investors Inc.2,007
68Park Avenue Securities LLC2,057
67Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,195
66SagePoint Financial Inc.2,344
65Securities America Inc.2,506
64Royal Alliance Associates Inc.2,876
63Cetera Advisor Networks3,071
62Transamerica Financial Advisors, Inc.3,364
61Cambridge Investment Research, Inc.3,956
60Avantax Investment Services, Inc.4,000
59Equitable Advisors, LLC4,712
58Raymond James Financial Services Inc.5,973
57Ameriprise Financial Services, LLC7,686
56MML Investors Services, LLC7,714
55Northwestern Mutual 8,016
54Lincoln Financial Network8,927
53LPL Financial LLC15,210
52Cantella & Co. Inc.
51TFS Securities Inc.
50Bolton Global Capital
49LifeMark Securities Corp.
48Wunderlich Securities Inc.
47Financial Telesis Inc.
46First Republic Securities Co.
45Financial Services International Corp.
44Quincy Cass Associates Inc.
43WRP Investments Inc.
42Protected Investors of America Inc.
41SII Investments Inc.
40D.A. Davidson & Co.
39Williams Financial Group
38Finance 500 Inc.
37Foresters Equity Services Inc.
36National Planning Corporation (NPC)
35Ausdal Financial Partners
34Investment Centers of America Inc.
33Harbor Financial Services LLC
32TriCor Financial LLC
31INVEST Financial Corp.
30Bernardi Securities Inc.
29Allstate Financial Services LLC
28ING Advisor Network Inc.
27GBS Financial Corp.
26Cutter & Company, Inc.
25Coordinated Capital Securities Inc.
24Schwab Independent Branch Services (Franchise)
23Edward Jones
22Century Securities Associates Inc.
21Capital Analysts Inc.
20Broker Dealer Financial Services Corp.
19Thurston Springer Miller Herd & Titak
18BCG Securities, Inc.
17Arkadios Capital
16Vanderbilt Financial Group
15Advisor Group
14Atria Wealth Solutions
13CoastalOne
12Tower Square Securities Inc.
11Nations Financial Group
10Walnut Street Securities Inc.
9New England Securities Inc.
8Foothill Securities Inc.
7MetLife Inc.
6Leonard & Co.
5Synergy Investment Group
4Hilltop Securities Independent Network Inc.
3National Securities Corp.
2vFinance Investments Inc.
1Wall Street Access

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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