Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
113Geneos Wealth Management Inc.275
112The Investment Center Inc.281
111LaSalle St. Securities LLC305
110Berthel Fisher & Co. Financial Services Inc.323
109Crown Capital Securities L.P.333
108Summit Brokerage Services, Inc.388
107Investment Centers of America Inc.395
106Kovack Securities, Inc.397
105KMS Financial Services, Inc.401
104United Planners Financial Services438
103J.W. Cole Financial Inc.445
102Securities Service Network LLC449
101CUNA Brokerage Services Inc.450
100Equity Services Inc. 456
99PlanMember Securities Corp.472
98Parkland Securities, LLC480
97Investacorp Inc.519
96Independent Financial Group, LLC565
95SII Investments Inc.587
94Centaurus Financial, Inc.632
93Questar Capital Corp.681
92Sigma Financial Corp.689
91NEXT Financial Group, Inc.739
90SA Stone775
89Triad Advisors, LLC784
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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