Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
88National Securities Corp.793
87American Portfolios Financial Services Inc.805
86Grove Point Financial, LLC808
85The O.N. Equity Sales Co.874
84M Holdings Securities Inc. (M Securities)911
83Cadaret, Grant & Co. Inc.913
82First Allied Securities, Inc.924
81Hornor, Townsend & Kent, LLC994
80Lincoln Investment Planning, LLC1,020
79Securian Financial Services Inc.1,083
78Woodbury Financial Services1,207
77Wells Fargo Advisors Financial Network1,248
76FSC Securities Corp.1,252
75Cetera Advisors1,310
74INVEST Financial Corp.1,314
73Signator Investors Inc.1,374
72Cetera Financial Specialists1,385
71National Planning Corporation (NPC) 1,401
70Concourse Financial Group Securities, Inc.1,478
69Ameritas Investment Company/Ameritas Advisory Services1,569
68SagePoint Financial Inc.1,638
67Kestra Financial, Inc1,760
66Cetera Financial Institutions1,879
65Royal Alliance Associates Inc.1,887
64Waddell & Reed Financial Advisors1,915
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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