Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
113The Investment Center Inc.254
112Geneos Wealth Management Inc.256
111Fortune Financial Services, Inc.294
110Berthel Fisher & Co. Financial Services Inc.307
109LaSalle St. Securities LLC315
108Quest Capital Strategies Inc. 317
107Calton & Associates Inc.320
106Crown Capital Securities L.P.357
105Investment Centers of America Inc.401
104KMS Financial Services, Inc.401
103CUNA Brokerage Services Inc.402
102Kovack Securities, Inc.405
101Securities Service Network LLC431
100Parkland Securities, LLC471
99J.W. Cole Financial Inc.475
98Equity Services Inc. 480
97PlanMember Securities Corp.490
96Summit Brokerage Services, Inc.528
95United Planners Financial Services536
94Investacorp Inc.546
93SII Investments Inc.556
92Independent Financial Group, LLC588
91Grove Point Financial, LLC596
90NEXT Financial Group, Inc.619
89Centaurus Financial, Inc.635
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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