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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
138Correll Co. Investment Services Corp.9
137Trutoro14
136Cutter & Company, Inc.45
135Infinity Financial Services 50
134Wunderlich Securities Inc.50
133St. Bernard Financial Services Inc.61
132World Capital Brokerage, Inc.71
131Bolton Global Capital75
130Founders Financial75
129David A. Noyes & Company86
128Spire Investment Partners LLC95
127Nationwide Planning Associates, Inc.101
126Arete Wealth106
125Trustmont Financial Group Inc.111
124Century Securities Associates Inc.129
123Prospera Financial Services Inc.135
122Kalos Capital Inc.140
121SCF Securities Inc.148
120Cantella & Co. Inc. 165
119The Strategic Financial Alliance Inc.175
118Capital Investment Co.185
117Securities Management and Research214
116CFD Investments Inc.219
115Broker Dealer Financial Services Corp.250
114Harbour Investments Inc.251
113The Investment Center Inc.254
112Geneos Wealth Management Inc.256
111Fortune Financial Services, Inc.294
110Berthel Fisher & Co. Financial Services Inc.307
109LaSalle St. Securities LLC315
108Quest Capital Strategies Inc. 317
107Calton & Associates Inc.320
106Crown Capital Securities L.P.357
105Investment Centers of America Inc.401
104KMS Financial Services, Inc.401
103CUNA Brokerage Services Inc.402
102Kovack Securities, Inc.405
101Securities Service Network LLC431
100Parkland Securities, LLC471
99J.W. Cole Financial Inc.475
98Equity Services Inc. 480
97PlanMember Securities Corp.490
96Summit Brokerage Services, Inc.528
95United Planners Financial Services536
94Investacorp Inc.546
93SII Investments Inc.556
92Independent Financial Group, LLC588
91Grove Point Financial, LLC596
90NEXT Financial Group, Inc.619
89Centaurus Financial, Inc.635
88Sigma Financial Corp.649
87The Leaders Group649
86SA Stone650
85Questar Capital Corp.651
84Triad Advisors, LLC805
83American Portfolios Financial Services Inc.811
82First Allied Securities, Inc.814
81Cadaret, Grant & Co. Inc.830
80M Holdings Securities Inc. (M Securities)856
79The O.N. Equity Sales Co.858
78Hornor, Townsend & Kent, LLC1,014
77Concourse Financial Group Securities, Inc.1,099
76Lincoln Investment Planning, LLC1,126
75Securian Financial Services Inc.1,214
74Cetera Financial Specialists1,278
73INVEST Financial Corp.1,278
72National Planning Corporation (NPC) 1,326
71Ameritas Investment Company/Ameritas Advisory Services1,363
70Wells Fargo Advisors Financial Network1,404
69Cetera Advisors1,525
68Kestra Financial, Inc1,712
67Woodbury Financial Services1,739
66FSC Securities Corp.1,743
65Cetera Financial Institutions1,805
64Waddell & Reed Financial Advisors1,906
63Principal Securities, Inc. 1,959
62Voya Financial Advisors Inc.1,990
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092
60Signator Investors Inc.2,152
59Securities America Inc.2,209
58SagePoint Financial Inc.2,323
57Cetera Advisor Networks2,693
56Royal Alliance Associates Inc.2,782
55Transamerica Financial Advisors, Inc.3,302
54Cambridge Investment Research, Inc.3,738
53MML Investors Services, LLC4,436
52Avantax Investment Services, Inc.4,597
51Equitable Advisors, LLC4,765
50Northwestern Mutual 5,037
49Raymond James Financial Services Inc.5,217
48Ameriprise Financial Services, LLC7,668
47Lincoln Financial Network8,885
46LPL Financial LLC14,377
45Edward Jones14,500
44Harbor Financial Services LLC
43TriCor Financial LLC
42Bernardi Securities Inc.
41Allstate Financial Services LLC
40ING Advisor Network Inc.
39GBS Financial Corp.
38Coordinated Capital Securities Inc.
37Schwab Independent Branch Services (Franchise)
36Capital Analysts Inc.
35BCG Securities, Inc.
34Thurston Springer Miller Herd & Titak
33Alden Investment Group
32Arkadios Capital
31Vanderbilt Financial Group
30Advisor Group
29Atria Wealth Solutions
28CoastalOne
27Nations Financial Group
26Hilltop Securities Independent Network Inc.
25Synergy Investment Group
24LifeMark Securities Corp.
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Park Avenue Securities LLC
17Foothill Securities Inc.
16WRP Investments Inc.
15National Securities Corp.
14vFinance Investments Inc.
13Wall Street Access
12TFS Securities Inc.
11Protected Investors of America Inc.
10Financial Telesis Inc.
9First Republic Securities Co.
8Financial Services International Corp.
7Quincy Cass Associates Inc.
6Packerland Brokerage Services Inc.
5D.A. Davidson & Co.
4Williams Financial Group
3Finance 500 Inc.
2Foresters Equity Services Inc.
1Ausdal Financial Partners

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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