Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
88Triad Advisors, LLC852
87Hornor, Townsend & Kent, LLC1,018
86Concourse Financial Group Securities, Inc.1,038
85Securian Financial Services Inc.1,111
84Cetera Financial Specialists1,178
83Cetera Advisors1,289
82Ameritas Investment Company/Ameritas Advisory Services1,327
81Waddell & Reed Financial Advisors1,403
80Lincoln Investment Planning, LLC1,440
79FSC Securities Corp.1,579
78Voya Financial Advisors Inc.1,717
77Principal Securities, Inc. 1,782
76Cetera Financial Institutions1,905
75Kestra Financial, Inc1,943
74Park Avenue Securities LLC2,016
73Woodbury Financial Services2,054
72Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,258
71SagePoint Financial Inc.2,365
70Securities America Inc.2,600
69Cetera Advisor Networks2,866
68Transamerica Financial Advisors, Inc.3,450
67Avantax Investment Services, Inc.3,593
66Cambridge Investment Research, Inc.4,155
65Equitable Advisors, LLC4,757
64Royal Alliance Associates Inc.5,799
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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