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Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲
138Correll Co. Investment Services Corp.13
137Trutoro26
136Cutter & Company, Inc.43
135Alden Investment Group45
134Arkadios Capital45
133World Capital Brokerage, Inc.53
132Infinity Financial Services 54
131Thurston Springer Miller Herd & Titak67
130Founders Financial76
129David A. Noyes & Company81
128Trustmont Financial Group Inc.90
127St. Bernard Financial Services Inc.90
126Spire Investment Partners LLC103
125Nationwide Planning Associates, Inc.124
124Century Securities Associates Inc.125
123Prospera Financial Services Inc.127
122Arete Wealth144
121Securities Management and Research155
120Kalos Capital Inc.157
119CFD Investments Inc.201
118Berthel Fisher & Co. Financial Services Inc.245
117Packerland Brokerage Services Inc.250
116Harbour Investments Inc.274
115Geneos Wealth Management Inc.281
114The Investment Center Inc.291
113LaSalle St. Securities LLC315
112Fortune Financial Services, Inc.332
111Calton & Associates Inc.355
110Crown Capital Securities L.P.377
109Securities Service Network LLC397
108Parkland Securities, LLC407
107Kovack Securities, Inc.410
106KMS Financial Services, Inc.452
105Summit Brokerage Services, Inc.472
104PlanMember Securities Corp.478
103J.W. Cole Financial Inc.485
102NEXT Financial Group, Inc.509
101United Planners Financial Services510
100Equity Services Inc. 535
99Investacorp Inc.543
98Independent Financial Group, LLC620
97Grove Point Financial, LLC636
96Centaurus Financial, Inc.643
95Sigma Financial Corp.668
94First Allied Securities, Inc.722
93The Leaders Group777
92The O.N. Equity Sales Co.789
91Cadaret, Grant & Co. Inc.802
90M Holdings Securities Inc. (M Securities)806
89American Portfolios Financial Services Inc.840
88Triad Advisors, LLC852
87Hornor, Townsend & Kent, LLC1,018
86Concourse Financial Group Securities, Inc.1,038
85Securian Financial Services Inc.1,111
84Cetera Financial Specialists1,178
83Cetera Advisors1,289
82Ameritas Investment Company/Ameritas Advisory Services1,327
81Waddell & Reed Financial Advisors1,403
80Lincoln Investment Planning, LLC1,440
79FSC Securities Corp.1,579
78Voya Financial Advisors Inc.1,717
77Principal Securities, Inc. 1,782
76Cetera Financial Institutions1,905
75Kestra Financial, Inc1,943
74Park Avenue Securities LLC2,016
73Woodbury Financial Services2,054
72Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,258
71SagePoint Financial Inc.2,365
70Securities America Inc.2,600
69Cetera Advisor Networks2,866
68Transamerica Financial Advisors, Inc.3,450
67Avantax Investment Services, Inc.3,593
66Cambridge Investment Research, Inc.4,155
65Equitable Advisors, LLC4,757
64Royal Alliance Associates Inc.5,799
63Raymond James Financial Services Inc.6,433
62MML Investors Services, LLC7,316
61Ameriprise Financial Services, LLC7,755
60Northwestern Mutual 7,766
59Lincoln Financial Network8,641
58LPL Financial LLC16,109
57Edward Jones17,500
56Nations Financial Group
55BCG Securities, Inc.
54Broker Dealer Financial Services Corp.
53Capital Analysts Inc.
52Coordinated Capital Securities Inc.
51GBS Financial Corp.
50ING Advisor Network Inc.
49INVEST Financial Corp.
48Investment Centers of America Inc.
47National Planning Corporation (NPC)
46SII Investments Inc.
45Protected Investors of America Inc.
44Signator Investors Inc.
43Questar Capital Corp.
42Wells Fargo Advisors Financial Network
41WRP Investments Inc.
40Wunderlich Securities Inc.
39LifeMark Securities Corp.
38Bolton Global Capital
37Hilltop Securities Independent Network Inc.
36Synergy Investment Group
35Leonard & Co.
34MetLife Inc.
33New England Securities Inc.
32Tower Square Securities Inc.
31Walnut Street Securities Inc.
30Foothill Securities Inc.
29Quest Capital Strategies Inc.
28Capital Investment Co.
27National Securities Corp.
26vFinance Investments Inc.
25Wall Street Access
24Cantella & Co. Inc.
23TFS Securities Inc.
22SA Stone
21Financial Telesis Inc.
20First Republic Securities Co.
19Financial Services International Corp.
18Quincy Cass Associates Inc.
17D.A. Davidson & Co.
16Williams Financial Group
15Finance 500 Inc.
14Foresters Equity Services Inc.
13CUNA Brokerage Services Inc.
12Ausdal Financial Partners
11SCF Securities Inc.
10Harbor Financial Services LLC
9TriCor Financial LLC
8Bernardi Securities Inc.
7Allstate Financial Services LLC
6The Strategic Financial Alliance Inc.
5Schwab Independent Branch Services (Franchise)
4Vanderbilt Financial Group
3Advisor Group
2Atria Wealth Solutions
1CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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