Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.68
4Woodbury Financial Services1,220
5Williams Financial Group
6Wells Fargo Advisors Financial Network1,316
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,978
10Voya Financial Advisors Inc.2,719
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services471
14Trutoro11
15Trustmont Financial Group Inc.124
16TriCor Financial LLC
17Triad Advisors, LLC794
18Transamerica Financial Advisors, Inc.4,620
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group
22TFS Securities Inc.233
23Synergy Investment Group
24Summit Brokerage Services, Inc.528
25The Strategic Financial Alliance Inc.148
26St. Bernard Financial Services Inc.46
27Spire Investment Partners LLC85
28SII Investments Inc.564
29Signator Investors Inc.1,440
30Sigma Financial Corp.658
31Securities Service Network LLC439
32Securities Management and Research212
33Securities America Inc.2,078
34Securian Financial Services Inc.1,118
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.1,687
38SA Stone
39Royal Alliance Associates Inc.1,850
40Raymond James Financial Services Inc.7,795
41Quincy Cass Associates Inc.
42Questar Capital Corp.655
43Quest Capital Strategies Inc. 375
44Protected Investors of America Inc.
45Prospera Financial Services Inc.127
46Principal Securities, Inc. 2,321
47PlanMember Securities Corp.479
48Parkland Securities, LLC453
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.235
51The O.N. Equity Sales Co.878
52Northwestern Mutual 6,015
53NEXT Financial Group, Inc.674
54New England Securities Inc.
55Nationwide Planning Associates, Inc.91
56Nations Financial Group
57National Securities Corp.755
58National Planning Corporation (NPC) 1,402
59MML Investors Services, LLC4,796
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)862
62LPL Financial LLC14,054
63Lincoln Investment Planning, LLC1,133
64Lincoln Financial Network8,523
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC305
68Kovack Securities, Inc.415
69KMS Financial Services, Inc.408
70Kestra Financial, Inc1,761
71Kalos Capital Inc.125
72J.W. Cole Financial Inc.471
73Investment Centers of America Inc.404
74The Investment Center Inc.275
75Investacorp Inc.548
76INVEST Financial Corp.1,334
77ING Advisor Network Inc.
78Infinity Financial Services 31
79Independent Financial Group, LLC600
80Hornor, Townsend & Kent, LLC1,004
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.237
83Harbor Financial Services LLC
84Grove Point Financial, LLC778
85Geneos Wealth Management Inc.274
86GBS Financial Corp.
87FSC Securities Corp.1,225
88Founders Financial70
89Fortune Financial Services, Inc.258
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.790
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 464
98Equitable Advisors, LLC4,743
99Edward Jones13,839
100David A. Noyes & Company
101D.A. Davidson & Co.400
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.379
104Crown Capital Securities L.P.345
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.1,527
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,073
109CoastalOne
110CFD Investments Inc.228
111Cetera Financial Specialists1,333
112Cetera Financial Institutions1,966
113Cetera Advisors1,320
114Cetera Advisor Networks2,897
115Century Securities Associates Inc.
116Centaurus Financial, Inc.628
117Capital Investment Co.184
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.3,495
121Calton & Associates Inc.305
122Cadaret, Grant & Co. Inc.868
123Broker Dealer Financial Services Corp.238
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.324
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.4,605
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth88
133Ameritas Investment Company/Ameritas Advisory Services1,508
134Ameriprise Financial Services, LLC7,706
135American Portfolios Financial Services Inc.808
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.