Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps
1Wunderlich Securities Inc.50
2WRP Investments Inc.
3World Capital Brokerage, Inc.71
4Woodbury Financial Services1,739
5Williams Financial Group
6Wells Fargo Advisors Financial Network1,404
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,906
10Voya Financial Advisors Inc.1,990
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services536
14Trutoro14
15Trustmont Financial Group Inc.111
16TriCor Financial LLC
17Triad Advisors, LLC805
18Transamerica Financial Advisors, Inc.3,302
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group649
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.528
25The Strategic Financial Alliance Inc.175
26St. Bernard Financial Services Inc.61
27Spire Investment Partners LLC95
28SII Investments Inc.556
29Signator Investors Inc.2,152
30Sigma Financial Corp.649
31Securities Service Network LLC431
32Securities Management and Research214
33Securities America Inc.2,209
34Securian Financial Services Inc.1,214
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.148
37SagePoint Financial Inc.2,323
38SA Stone650
39Royal Alliance Associates Inc.2,782
40Raymond James Financial Services Inc.5,217
41Quincy Cass Associates Inc.
42Questar Capital Corp.651
43Quest Capital Strategies Inc. 317
44Protected Investors of America Inc.
45Prospera Financial Services Inc.135
46Principal Securities, Inc. 1,959
47PlanMember Securities Corp.490
48Parkland Securities, LLC471
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.
51The O.N. Equity Sales Co.858
52Northwestern Mutual 5,037
53NEXT Financial Group, Inc.619
54New England Securities Inc.
55Nationwide Planning Associates, Inc.101
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC) 1,326
59MML Investors Services, LLC4,436
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)856
62LPL Financial LLC14,377
63Lincoln Investment Planning, LLC1,126
64Lincoln Financial Network8,885
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC315
68Kovack Securities, Inc.405
69KMS Financial Services, Inc.401
70Kestra Financial, Inc1,712
71Kalos Capital Inc.140
72J.W. Cole Financial Inc.475
73Investment Centers of America Inc.401
74The Investment Center Inc.254
75Investacorp Inc.546
76INVEST Financial Corp.1,278
77ING Advisor Network Inc.
78Infinity Financial Services 50
79Independent Financial Group, LLC588
80Hornor, Townsend & Kent, LLC1,014
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.251
83Harbor Financial Services LLC
84Grove Point Financial, LLC596
85Geneos Wealth Management Inc.256
86GBS Financial Corp.
87FSC Securities Corp.1,743
88Founders Financial75
89Fortune Financial Services, Inc.294
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.814
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 480
98Equitable Advisors, LLC4,765
99Edward Jones14,500
100David A. Noyes & Company86
101D.A. Davidson & Co.
102Cutter & Company, Inc.45
103CUNA Brokerage Services Inc.402
104Crown Capital Securities L.P.357
105Correll Co. Investment Services Corp.9
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.1,099
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092
109CoastalOne
110CFD Investments Inc.219
111Cetera Financial Specialists1,278
112Cetera Financial Institutions1,805
113Cetera Advisors1,525
114Cetera Advisor Networks2,693
115Century Securities Associates Inc.129
116Centaurus Financial, Inc.635
117Capital Investment Co.185
118Capital Analysts Inc.
119Cantella & Co. Inc. 165
120Cambridge Investment Research, Inc.3,738
121Calton & Associates Inc.320
122Cadaret, Grant & Co. Inc.830
123Broker Dealer Financial Services Corp.250
124Bolton Global Capital75
125Berthel Fisher & Co. Financial Services Inc.307
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.4,597
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth106
133Ameritas Investment Company/Ameritas Advisory Services1,363
134Ameriprise Financial Services, LLC7,668
135American Portfolios Financial Services Inc.811
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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