Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.50
4Woodbury Financial Services1,936
5Williams Financial Group
6Wells Fargo Advisors Financial Network1,333
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,467
10Voya Financial Advisors Inc.1,800
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services537
14Trutoro19
15Trustmont Financial Group Inc.107
16TriCor Financial LLC
17Triad Advisors, LLC810
18Transamerica Financial Advisors, Inc.3,364
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group689
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.541
25The Strategic Financial Alliance Inc.178
26St. Bernard Financial Services Inc.82
27Spire Investment Partners LLC70
28SII Investments Inc.
29Signator Investors Inc.2,007
30Sigma Financial Corp.656
31Securities Service Network LLC423
32Securities Management and Research174
33Securities America Inc.2,506
34Securian Financial Services Inc.1,134
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.173
37SagePoint Financial Inc.2,344
38SA Stone575
39Royal Alliance Associates Inc.2,876
40Raymond James Financial Services Inc.5,973
41Quincy Cass Associates Inc.
42Questar Capital Corp.640
43Quest Capital Strategies Inc. 302
44Protected Investors of America Inc.
45Prospera Financial Services Inc.135
46Principal Securities, Inc. 1,691
47PlanMember Securities Corp.454
48Parkland Securities, LLC411
49Park Avenue Securities LLC2,057
50Packerland Brokerage Services Inc.250
51The O.N. Equity Sales Co.837
52Northwestern Mutual 8,016
53NEXT Financial Group, Inc.539
54New England Securities Inc.
55Nationwide Planning Associates, Inc.114
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC7,714
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)830
62LPL Financial LLC15,210
63Lincoln Investment Planning, LLC1,487
64Lincoln Financial Network8,927
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC325
68Kovack Securities, Inc.415
69KMS Financial Services, Inc.448
70Kestra Financial, Inc1,876
71Kalos Capital Inc.151
72J.W. Cole Financial Inc.480
73Investment Centers of America Inc.
74The Investment Center Inc.274
75Investacorp Inc.565
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services 59
79Independent Financial Group, LLC625
80Hornor, Townsend & Kent, LLC1,106
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.255
83Harbor Financial Services LLC
84Grove Point Financial, LLC693
85Geneos Wealth Management Inc.285
86GBS Financial Corp.
87FSC Securities Corp.1,710
88Founders Financial75
89Fortune Financial Services, Inc.304
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.755
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 507
98Equitable Advisors, LLC4,712
99Edward Jones
100David A. Noyes & Company86
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.428
104Crown Capital Securities L.P.371
105Correll Co. Investment Services Corp.11
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.1,082
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,195
109CoastalOne
110CFD Investments Inc.200
111Cetera Financial Specialists1,218
112Cetera Financial Institutions1,769
113Cetera Advisors1,450
114Cetera Advisor Networks3,071
115Century Securities Associates Inc.
116Centaurus Financial, Inc.633
117Capital Investment Co.185
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.3,956
121Calton & Associates Inc.313
122Cadaret, Grant & Co. Inc.830
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.280
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.4,000
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth112
133Ameritas Investment Company/Ameritas Advisory Services1,382
134Ameriprise Financial Services, LLC7,686
135American Portfolios Financial Services Inc.837
136Allstate Financial Services LLC
137Alden Investment Group29
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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