Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.53
4Woodbury Financial Services2,054
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,403
10Voya Financial Advisors Inc.1,717
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services510
14Trutoro26
15Trustmont Financial Group Inc.90
16TriCor Financial LLC
17Triad Advisors, LLC852
18Transamerica Financial Advisors, Inc.3,450
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak67
21The Leaders Group777
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.472
25The Strategic Financial Alliance Inc.
26St. Bernard Financial Services Inc.90
27Spire Investment Partners LLC103
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.668
31Securities Service Network LLC397
32Securities Management and Research155
33Securities America Inc.2,600
34Securian Financial Services Inc.1,111
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.2,365
38SA Stone
39Royal Alliance Associates Inc.5,799
40Raymond James Financial Services Inc.6,433
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.127
46Principal Securities, Inc. 1,782
47PlanMember Securities Corp.478
48Parkland Securities, LLC407
49Park Avenue Securities LLC2,016
50Packerland Brokerage Services Inc.250
51The O.N. Equity Sales Co.789
52Northwestern Mutual 7,766
53NEXT Financial Group, Inc.509
54New England Securities Inc.
55Nationwide Planning Associates, Inc.124
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC7,316
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)806
62LPL Financial LLC16,109
63Lincoln Investment Planning, LLC1,440
64Lincoln Financial Network8,641
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC315
68Kovack Securities, Inc.410
69KMS Financial Services, Inc.452
70Kestra Financial, Inc1,943
71Kalos Capital Inc.157
72J.W. Cole Financial Inc.485
73Investment Centers of America Inc.
74The Investment Center Inc.291
75Investacorp Inc.543
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services 54
79Independent Financial Group, LLC620
80Hornor, Townsend & Kent, LLC1,018
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.274
83Harbor Financial Services LLC
84Grove Point Financial, LLC636
85Geneos Wealth Management Inc.281
86GBS Financial Corp.
87FSC Securities Corp.1,579
88Founders Financial76
89Fortune Financial Services, Inc.332
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.722
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 535
98Equitable Advisors, LLC4,757
99Edward Jones17,500
100David A. Noyes & Company81
101D.A. Davidson & Co.
102Cutter & Company, Inc.43
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.377
105Correll Co. Investment Services Corp.13
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.1,038
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,258
109CoastalOne
110CFD Investments Inc.201
111Cetera Financial Specialists1,178
112Cetera Financial Institutions1,905
113Cetera Advisors1,289
114Cetera Advisor Networks2,866
115Century Securities Associates Inc.125
116Centaurus Financial, Inc.643
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.4,155
121Calton & Associates Inc.355
122Cadaret, Grant & Co. Inc.802
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.245
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.3,593
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital45
132Arete Wealth144
133Ameritas Investment Company/Ameritas Advisory Services1,327
134Ameriprise Financial Services, LLC7,755
135American Portfolios Financial Services Inc.840
136Allstate Financial Services LLC
137Alden Investment Group45
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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