Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC16,464
2Lincoln Financial Network9,046
3Northwestern Mutual 7,794
4Ameriprise Financial Services, LLC7,740
5MML Investors Services, LLC7,207
6Raymond James Financial Services Inc.6,622
7Royal Alliance Associates Inc.5,333
8Equitable Advisors, LLC4,487
9Cambridge Investment Research, Inc.4,214
10Avantax Investment Services, Inc.3,984
11Transamerica Financial Advisors, Inc.3,200
12Woodbury Financial Services2,667
13Securities America Inc.2,608
14Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,422
15SagePoint Financial Inc.2,243
16Park Avenue Securities LLC1,935
17Principal Securities, Inc. 1,746
18Kestra Financial, Inc1,741
19Voya Financial Advisors Inc.1,707
20Waddell & Reed Financial Advisors1,327
21FSC Securities Corp.1,308
22Ameritas Investment Company/Ameritas Advisory Services1,162
23Securian Financial Services Inc.1,090
24Lincoln Investment Planning, LLC1,075
25Concourse Financial Group Securities, Inc.1,017
26Hornor, Townsend & Kent, LLC954
27The Leaders Group893
28Triad Advisors, LLC880
29American Portfolios Financial Services Inc.837
30Cadaret, Grant & Co. Inc.774
31M Holdings Securities Inc. (M Securities)769
32The O.N. Equity Sales Co.754
33National Securities Corp.717
34Centaurus Financial, Inc.648
35Sigma Financial Corp.648
36Independent Financial Group, LLC615
37Grove Point Financial, LLC549
38United Planners Financial Services514
39J.W. Cole Financial Inc.512
40Equity Services Inc. 512
41PlanMember Securities Corp.473
42KMS Financial Services, Inc.466
43Investacorp Inc.452
44NEXT Financial Group, Inc.445
45Parkland Securities, LLC395
46Kovack Securities, Inc.395
47Securities Service Network LLC390
48Fortune Financial Services, Inc.355
49LaSalle St. Securities LLC300
50The Investment Center Inc.291
51Harbour Investments Inc.275
52Geneos Wealth Management Inc.263
53Berthel Fisher & Co. Financial Services Inc.240
54Packerland Brokerage Services Inc.239
55Cantella & Co. Inc. 225
56CFD Investments Inc.162
57Securities Management and Research152
58Arete Wealth147
59Nationwide Planning Associates, Inc.137
60Prospera Financial Services Inc.129
61Kalos Capital Inc.125
62Century Securities Associates Inc.125
63St. Bernard Financial Services Inc.106
64Spire Investment Partners LLC105
65Trustmont Financial Group Inc.91
66Founders Financial79
67Arkadios Capital67
68Infinity Financial Services 62
69Thurston Springer Miller Herd & Titak55
70World Capital Brokerage, Inc.53
71Alden Investment Group53
72Trutoro28
73Correll Co. Investment Services Corp.8
74The Strategic Financial Alliance Inc.0
75Nations Financial Group
76BCG Securities, Inc.
77Broker Dealer Financial Services Corp.
78Capital Analysts Inc.
79Coordinated Capital Securities Inc.
80Crown Capital Securities L.P.
81Cutter & Company, Inc.
82First Allied Securities, Inc.
83GBS Financial Corp.
84ING Advisor Network Inc.
85Cetera Advisor Networks
86Cetera Advisors
87INVEST Financial Corp.
88Investment Centers of America Inc.
89National Planning Corporation (NPC)
90SII Investments Inc.
91Protected Investors of America Inc.
92Signator Investors Inc.
93Cetera Financial Specialists
94Questar Capital Corp.
95Wells Fargo Advisors Financial Network
96WRP Investments Inc.
97Wunderlich Securities Inc.
98LifeMark Securities Corp.
99Bolton Global Capital
100Hilltop Securities Independent Network Inc.
101Summit Brokerage Services, Inc.
102Synergy Investment Group
103Leonard & Co.
104MetLife Inc.
105New England Securities Inc.
106Tower Square Securities Inc.
107Walnut Street Securities Inc.
108Foothill Securities Inc.
109Quest Capital Strategies Inc.
110Capital Investment Co.
111vFinance Investments Inc.
112Wall Street Access
113TFS Securities Inc.
114Cetera Financial Institutions
115SA Stone
116Financial Telesis Inc.
117First Republic Securities Co.
118Financial Services International Corp.
119Quincy Cass Associates Inc.
120D.A. Davidson & Co.
121Williams Financial Group
122Finance 500 Inc.
123Foresters Equity Services Inc.
124CUNA Brokerage Services Inc.
125Ausdal Financial Partners
126SCF Securities Inc.
127Harbor Financial Services LLC
128TriCor Financial LLC
129Calton & Associates Inc.
130Bernardi Securities Inc.
131Allstate Financial Services LLC
132Schwab Independent Branch Services (Franchise)
133Edward Jones
134David A. Noyes & Company
135Vanderbilt Financial Group
136Advisor Group
137Atria Wealth Solutions
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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