Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$615,135,061,884
2Raymond James Financial Services Inc.$298,581,835,939
3MML Investors Services, LLC$224,800,000,000
4Commonwealth Financial Network$156,000,000,000
5AXA Advisors LLC$136,600,420,000
6Northwestern Mutual Investment Services$125,118,600,000
7Wells Fargo Advisors Financial Network$104,735,000,000
8Cambridge Investment Research Inc.$94,244,000,000
9Cetera Advisor Networks$90,354,186,474
10Securities America Inc.$86,850,000,000
11Kestra Financial, Inc$75,838,884,141
12Royal Alliance Associates Inc.$66,590,310,633
13Signator Investors Inc.$61,430,005,801
14Waddell & Reed Financial Advisors$56,732,721,709
15Voya Financial Advisors Inc.$50,806,920,756
16SagePoint Financial Inc.$45,705,419,397
17Cetera Advisors$41,178,677,342
18Principal Securities, Inc. (fka Princor Financial Services Corp.)$39,193,157,067
19FSC Securities Corp.$38,799,193,832
20Woodbury Financial Services$38,561,709,597
21Cetera Financial Institutions$37,731,635,643
22M Holdings Securities Inc. (M Securities)$36,500,000,000
23Lincoln Investment Planning, LLC$35,915,600,000
24Securian Financial Services Inc.$35,459,459,493
25First Allied Securities, Inc.$31,696,838,378
Next Page »

130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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