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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$764,409,615,795
2Raymond James Financial Services Inc.$344,442,000,000
3MML Investors Services, LLC$207,349,627,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$200,660,000,000
5Northwestern Mutual $189,705,305,218
6Equitable Advisors, LLC$152,897,000,000
7Royal Alliance Associates Inc.$123,580,125,898
8Cambridge Investment Research, Inc.$114,065,469,702
9Securities America Inc.$103,000,000,000
10Kestra Financial, Inc$88,087,505,755
11Avantax Investment Services, Inc.$70,134,749,939
12Principal Securities, Inc. $67,868,637,853
13Woodbury Financial Services$67,244,771,148
14Waddell & Reed Financial Advisors$60,095,052,572
15Voya Financial Advisors Inc.$58,323,137,211
16SagePoint Financial Inc.$52,189,704,438
17M Holdings Securities Inc. (M Securities)$48,800,000,000
18Securian Financial Services Inc.$39,027,344,243
19Lincoln Investment Planning, LLC$38,874,100,000
20FSC Securities Corp.$36,206,132,796
21Park Avenue Securities LLC$33,592,967,000
22Triad Advisors, LLC$32,537,821,107
23American Portfolios Financial Services Inc.$30,845,161,687
24Independent Financial Group, LLC$30,108,100,000
25Ameritas Investment Company/Ameritas Advisory Services$24,300,000,000
26Centaurus Financial, Inc.$23,000,000,000
27J.W. Cole Financial Inc.$22,489,540,000
28KMS Financial Services, Inc.$19,380,000,000
29Hornor, Townsend & Kent, LLC$18,200,000,000
30Sigma Financial Corp.$18,043,819,433
31United Planners Financial Services$17,496,959,046
32Securities Service Network LLC$17,478,717,589
33Grove Point Financial, LLC$17,213,499,719
34Geneos Wealth Management Inc.$16,380,000,000
35Kovack Securities, Inc.$12,245,260,000
36Transamerica Financial Advisors, Inc.$11,823,398,091
37PlanMember Securities Corp.$11,800,000,000
38Harbour Investments Inc.$11,205,000,000
39The O.N. Equity Sales Co.$11,100,755,753
40LaSalle St. Securities LLC$11,000,000,000
41Equity Services Inc. $10,031,000,000
42The Investment Center Inc.$8,780,023,522
43Prospera Financial Services Inc.$8,700,000,000
44Parkland Securities, LLC$7,358,740,195
45Concourse Financial Group Securities, Inc.$4,056,364,058
46CFD Investments Inc.$3,600,316,327
47Founders Financial$3,362,369,800
48Nationwide Planning Associates, Inc.$2,716,649,465
49Fortune Financial Services, Inc.$2,365,808,737
50Thurston Springer Miller Herd & Titak$2,246,541,247
51Arkadios Capital$2,205,018,214
52Trustmont Financial Group Inc.$1,909,300,000
53The Leaders Group$1,562,699,427
54Arete Wealth$1,298,676,794
55Packerland Brokerage Services Inc.$714,973,731
56Alden Investment Group$350,000,000
57Trutoro$125,361,287
58Lincoln Financial Network0
59Ameriprise Financial Services, LLC0
60St. Bernard Financial Services Inc.0
61Spire Investment Partners LLC0
62The Strategic Financial Alliance Inc.0
63Kalos Capital Inc.
64Calton & Associates Inc.
65Bernardi Securities Inc.
66Allstate Financial Services LLC
67Securities Management and Research
68World Capital Brokerage, Inc.
69Infinity Financial Services
70Schwab Independent Branch Services (Franchise)
71Edward Jones
72David A. Noyes & Company
73Vanderbilt Financial Group
74Advisor Group
75Atria Wealth Solutions
76CoastalOne
77Nations Financial Group
78BCG Securities, Inc.
79Berthel Fisher & Co. Financial Services Inc.
80Broker Dealer Financial Services Corp.
81Cadaret, Grant & Co. Inc.
82Capital Analysts Inc.
83Century Securities Associates Inc.
84Coordinated Capital Securities Inc.
85Correll Co. Investment Services Corp.
86Crown Capital Securities L.P.
87Cutter & Company, Inc.
88First Allied Securities, Inc.
89GBS Financial Corp.
90ING Advisor Network Inc.
91Cetera Advisor Networks
92Cetera Advisors
93Investacorp Inc.
94INVEST Financial Corp.
95Investment Centers of America Inc.
96National Planning Corporation (NPC)
97SII Investments Inc.
98NEXT Financial Group, Inc.
99Protected Investors of America Inc.
100Signator Investors Inc.
101Cetera Financial Specialists
102Questar Capital Corp.
103Wells Fargo Advisors Financial Network
104WRP Investments Inc.
105Wunderlich Securities Inc.
106LifeMark Securities Corp.
107Bolton Global Capital
108Hilltop Securities Independent Network Inc.
109Summit Brokerage Services, Inc.
110Synergy Investment Group
111Leonard & Co.
112MetLife Inc.
113New England Securities Inc.
114Tower Square Securities Inc.
115Walnut Street Securities Inc.
116Foothill Securities Inc.
117Quest Capital Strategies Inc.
118Capital Investment Co.
119National Securities Corp.
120vFinance Investments Inc.
121Wall Street Access
122Cantella & Co. Inc.
123TFS Securities Inc.
124Cetera Financial Institutions
125SA Stone
126Financial Telesis Inc.
127First Republic Securities Co.
128Financial Services International Corp.
129Quincy Cass Associates Inc.
130D.A. Davidson & Co.
131Williams Financial Group
132Finance 500 Inc.
133Foresters Equity Services Inc.
134CUNA Brokerage Services Inc.
135Ausdal Financial Partners
136SCF Securities Inc.
137Harbor Financial Services LLC
138TriCor Financial LLC

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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