Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
113INVEST Financial Corp.$6,593,641,000
112Prospera Financial Services Inc.$6,629,467,666
111Harbour Investments Inc.$6,793,500,000
110PlanMember Securities Corp.$6,859,172,699
109Berthel Fisher & Co. Financial Services Inc.$8,419,000,000
108The O.N. Equity Sales Co.$8,651,268,865
107Principal Securities, Inc. $8,732,672,399
106J.W. Cole Financial Inc.$9,765,897,500
105United Planners Financial Services$10,000,000,000
104National Securities Corp.$10,300,000,000
103Sigma Financial Corp.$10,344,779,354
102Summit Brokerage Services, Inc.$11,000,000,000
101Questar Capital Corp.$11,338,000,000
100Geneos Wealth Management Inc.$11,474,914,557
99National Planning Corporation (NPC) $12,171,270,000
98Independent Financial Group, LLC$12,494,900,000
97Investacorp Inc.$12,500,000,000
96Hornor, Townsend & Kent, LLC$13,300,000,000
95Securities Service Network LLC$14,257,554,855
94KMS Financial Services, Inc.$14,350,000,000
93NEXT Financial Group, Inc.$15,692,776,397
92CUNA Brokerage Services Inc.$16,048,000,000
91Grove Point Financial, LLC$16,464,197,950
90Cetera Financial Specialists$19,033,196,000
89Ameritas Investment Company/Ameritas Advisory Services$19,100,000,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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