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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Equity Services Inc. 0
137Ameriprise Financial Services, LLC0
136Quest Capital Strategies Inc. 0
135Spire Investment Partners LLC0
134Kalos Capital Inc.0
133Infinity Financial Services $226,343,982
132Securities Management and Research$446,000,000
131LaSalle St. Securities LLC$710,000,000
130Crown Capital Securities L.P.$1,028,607,100
129Nationwide Planning Associates, Inc.$1,256,251,834
128Fortune Financial Services, Inc.$1,301,775,296
127Trustmont Financial Group Inc.$1,778,400,000
126Founders Financial$2,000,000,000
125Concourse Financial Group Securities, Inc.$2,558,751,028
124CFD Investments Inc.$2,644,237,517
123Investment Centers of America Inc.$3,066,869,000
122Centaurus Financial, Inc.$3,113,921,528
121Broker Dealer Financial Services Corp.$3,134,954,419
120TFS Securities Inc.$3,800,000,000
119The Strategic Financial Alliance Inc.$4,045,000,000
118Parkland Securities, LLC$5,417,245,284
117Hilltop Securities Independent Network Inc.$5,985,418,124
116Kovack Securities, Inc.$6,021,330,777
115SII Investments Inc.$6,200,255,000
114The Investment Center Inc.$6,300,000,000
113INVEST Financial Corp.$6,593,641,000
112Prospera Financial Services Inc.$6,629,467,666
111Harbour Investments Inc.$6,793,500,000
110PlanMember Securities Corp.$6,859,172,699
109Berthel Fisher & Co. Financial Services Inc.$8,419,000,000
108The O.N. Equity Sales Co.$8,651,268,865
107Principal Securities, Inc. $8,732,672,399
106J.W. Cole Financial Inc.$9,765,897,500
105United Planners Financial Services$10,000,000,000
104National Securities Corp.$10,300,000,000
103Sigma Financial Corp.$10,344,779,354
102Summit Brokerage Services, Inc.$11,000,000,000
101Questar Capital Corp.$11,338,000,000
100Geneos Wealth Management Inc.$11,474,914,557
99National Planning Corporation (NPC) $12,171,270,000
98Independent Financial Group, LLC$12,494,900,000
97Investacorp Inc.$12,500,000,000
96Hornor, Townsend & Kent, LLC$13,300,000,000
95Securities Service Network LLC$14,257,554,855
94KMS Financial Services, Inc.$14,350,000,000
93NEXT Financial Group, Inc.$15,692,776,397
92CUNA Brokerage Services Inc.$16,048,000,000
91Grove Point Financial, LLC$16,464,197,950
90Cetera Financial Specialists$19,033,196,000
89Ameritas Investment Company/Ameritas Advisory Services$19,100,000,000
88Lincoln Financial Network$21,306,170,321
87American Portfolios Financial Services Inc.$21,327,480,717
86Triad Advisors, LLC$23,395,001,821
85Lincoln Investment Planning, LLC$23,984,325,000
84Cadaret, Grant & Co. Inc.$24,538,180,987
83Securian Financial Services Inc.$28,141,474,557
82First Allied Securities, Inc.$28,834,095,000
81Cetera Advisors$29,161,081,000
80Woodbury Financial Services$29,193,700,000
79Signator Investors Inc.$30,603,144,248
78Transamerica Financial Advisors, Inc.$32,316,065,211
77Cetera Financial Institutions$33,071,343,000
76M Holdings Securities Inc. (M Securities)$33,400,232,679
75SagePoint Financial Inc.$37,034,200,000
74Avantax Investment Services, Inc.$37,132,756,957
73FSC Securities Corp.$37,804,900,000
72Voya Financial Advisors Inc.$43,357,876,490
71Waddell & Reed Financial Advisors$51,352,015,371
70Securities America Inc.$56,600,000,000
69Royal Alliance Associates Inc.$59,559,000,000
68Kestra Financial, Inc$66,904,440,052
67Cambridge Investment Research, Inc.$67,760,000,000
66MML Investors Services, LLC$71,439,699,011
65Cetera Advisor Networks$73,569,005,000
64Wells Fargo Advisors Financial Network$85,353,000,000
63Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$96,786,000,000
62Northwestern Mutual $110,467,848,958
61Equitable Advisors, LLC$111,901,000,000
60Raymond James Financial Services Inc.$204,461,000,000
59LPL Financial LLC$474,598,521,742
58Financial Services International Corp.
57Quincy Cass Associates Inc.
56Packerland Brokerage Services Inc.
55Cutter & Company, Inc.
54D.A. Davidson & Co.
53Williams Financial Group
52Finance 500 Inc.
51Foresters Equity Services Inc.
50Correll Co. Investment Services Corp.
49Ausdal Financial Partners
48SCF Securities Inc.
47Harbor Financial Services LLC
46TriCor Financial LLC
45Coordinated Capital Securities Inc.
44Calton & Associates Inc.
43St. Bernard Financial Services Inc.
42Bernardi Securities Inc.
41Allstate Financial Services LLC
40Century Securities Associates Inc.
39Capital Analysts Inc.
38World Capital Brokerage, Inc.
37BCG Securities, Inc.
36Schwab Independent Branch Services (Franchise)
35Edward Jones
34Trutoro
33Arete Wealth
32David A. Noyes & Company
31The Leaders Group
30Thurston Springer Miller Herd & Titak
29Alden Investment Group
28Arkadios Capital
27Vanderbilt Financial Group
26Advisor Group
25Atria Wealth Solutions
24CoastalOne
23Nations Financial Group
22Wunderlich Securities Inc.
21WRP Investments Inc.
20Park Avenue Securities LLC
19LifeMark Securities Corp.
18Bolton Global Capital
17Protected Investors of America Inc.
16Synergy Investment Group
15Leonard & Co.
14MetLife Inc.
13New England Securities Inc.
12Tower Square Securities Inc.
11Walnut Street Securities Inc.
10Foothill Securities Inc.
9Capital Investment Co.
8vFinance Investments Inc.
7Wall Street Access
6Cantella & Co. Inc.
5ING Advisor Network Inc.
4GBS Financial Corp.
3SA Stone
2Financial Telesis Inc.
1First Republic Securities Co.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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