Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▲
138Kalos Capital Inc.0
137Transamerica Financial Advisors, Inc.0
136Capital Investment Co.0
135Quest Capital Strategies Inc. 0
134Ameriprise Financial Services, LLC0
133Grove Point Financial, LLC0
132Equity Services Inc. 0
131Trutoro0
130Spire Investment Partners LLC0
129St. Bernard Financial Services Inc.$180,700,000
128Infinity Financial Services $245,615,579
127Securities Management and Research$391,000,000
126Arete Wealth$691,382,202
125LaSalle St. Securities LLC$750,000,000
124Crown Capital Securities L.P.$1,118,748,322
123Fortune Financial Services, Inc.$1,366,192,312
122Nationwide Planning Associates, Inc.$1,576,499,377
121Trustmont Financial Group Inc.$1,815,100,000
120Founders Financial$2,095,000,000
119Concourse Financial Group Securities, Inc.$2,715,664,856
118Broker Dealer Financial Services Corp.$2,885,497,317
117Centaurus Financial, Inc.$3,108,351,042
116CFD Investments Inc.$3,680,339,255
115TFS Securities Inc.$4,000,000,000
114The Strategic Financial Alliance Inc.$4,026,202,000
113Parkland Securities, LLC$5,700,000,000
112Prospera Financial Services Inc.$5,773,766,267
111The Investment Center Inc.$6,100,000,000
110Harbour Investments Inc.$6,845,000,000
109PlanMember Securities Corp.$7,256,960,372
108Kovack Securities, Inc.$7,619,151,200
107The O.N. Equity Sales Co.$8,323,090,241
106United Planners Financial Services$10,210,523,614
105J.W. Cole Financial Inc.$10,742,487,250
104Sigma Financial Corp.$10,800,000,000
103National Securities Corp.$10,988,206,929
102Geneos Wealth Management Inc.$11,236,000,000
101Questar Capital Corp.$11,928,125,200
100Summit Brokerage Services, Inc.$12,200,000,000
99Investacorp Inc.$12,800,000,000
98Securities Service Network LLC$13,475,626,642
97Hornor, Townsend & Kent, LLC$13,700,000,000
96Investment Centers of America Inc.$14,612,044,000
95KMS Financial Services, Inc.$14,750,000,000
94Independent Financial Group, LLC$15,439,700,000
93NEXT Financial Group, Inc.$15,455,269,921
92CUNA Brokerage Services Inc.$16,191,487,984
91Ameritas Investment Company/Ameritas Advisory Services$16,500,000,000
90Cetera Financial Specialists$18,603,283,978
89SII Investments Inc.$19,979,659,000
88American Portfolios Financial Services Inc.$20,445,604,605
87Lincoln Financial Network$22,339,163,980
86Cadaret, Grant & Co. Inc.$22,914,803,684
85Lincoln Investment Planning, LLC$23,716,000,000
84Triad Advisors, LLC$23,770,000,000
83First Allied Securities, Inc.$28,113,000,000
82Securian Financial Services Inc.$28,781,338,504
81Woodbury Financial Services$29,636,300,000
80Cetera Advisors$29,638,133,255
79Signator Investors Inc.$31,018,606,382
78Principal Securities, Inc. $32,518,384,884
77Cetera Financial Institutions$33,064,990,691
76INVEST Financial Corp.$33,177,290,000
75M Holdings Securities Inc. (M Securities)$33,944,166,974
74FSC Securities Corp.$34,626,600,000
73SagePoint Financial Inc.$36,165,300,000
72Avantax Investment Services, Inc.$36,573,766,260
71Voya Financial Advisors Inc.$42,400,208,111
70National Planning Corporation (NPC) $43,336,455,000
69Waddell & Reed Financial Advisors$51,046,929,728
68Royal Alliance Associates Inc.$57,020,800,000
67Securities America Inc.$57,800,000,000
66Cambridge Investment Research, Inc.$69,560,000,000
65Kestra Financial, Inc$70,371,925,699
64MML Investors Services, LLC$70,677,555,001
63Cetera Advisor Networks$70,926,910,695
62Wells Fargo Advisors Financial Network$87,450,000,000
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$101,400,000,000
60Equitable Advisors, LLC$110,671,000,000
59Northwestern Mutual $111,704,644,783
58Raymond James Financial Services Inc.$208,461,000,000
57LPL Financial LLC$475,145,891,555
56WRP Investments Inc.
55vFinance Investments Inc.
54Wall Street Access
53Cantella & Co. Inc.
52Protected Investors of America Inc.
51SA Stone
50Financial Telesis Inc.
49First Republic Securities Co.
48Financial Services International Corp.
47Quincy Cass Associates Inc.
46Packerland Brokerage Services Inc.
45ING Advisor Network Inc.
44D.A. Davidson & Co.
43Williams Financial Group
42Finance 500 Inc.
41Foresters Equity Services Inc.
40GBS Financial Corp.
39Ausdal Financial Partners
38SCF Securities Inc.
37Harbor Financial Services LLC
36TriCor Financial LLC
35Cutter & Company, Inc.
34Correll Co. Investment Services Corp.
33Calton & Associates Inc.
32Coordinated Capital Securities Inc.
31Bernardi Securities Inc.
30Allstate Financial Services LLC
29Century Securities Associates Inc.
28World Capital Brokerage, Inc.
27Capital Analysts Inc.
26Schwab Independent Branch Services (Franchise)
25Edward Jones
24Berthel Fisher & Co. Financial Services Inc.
23BCG Securities, Inc.
22David A. Noyes & Company
21The Leaders Group
20Thurston Springer Miller Herd & Titak
19Alden Investment Group
18Arkadios Capital
17Vanderbilt Financial Group
16Advisor Group
15Atria Wealth Solutions
14CoastalOne
13Nations Financial Group
12Synergy Investment Group
11Leonard & Co.
10MetLife Inc.
9New England Securities Inc.
8Tower Square Securities Inc.
7Walnut Street Securities Inc.
6Hilltop Securities Independent Network Inc.
5Foothill Securities Inc.
4Bolton Global Capital
3LifeMark Securities Corp.
2Park Avenue Securities LLC
1Wunderlich Securities Inc.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.