Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
113Harbour Investments Inc.$7,256,000,000
112Kovack Securities, Inc.$8,264,950,000
111The O.N. Equity Sales Co.$8,933,679,451
110PlanMember Securities Corp.$9,300,000,000
109Transamerica Financial Advisors, Inc.$11,167,029,407
108Geneos Wealth Management Inc.$11,421,500,000
107Questar Capital Corp.$11,663,426,200
106United Planners Financial Services$12,907,206,327
105J.W. Cole Financial Inc.$13,067,914,034
104Investacorp Inc.$13,367,500,000
103Securities Service Network LLC$13,423,667,947
102Sigma Financial Corp.$13,948,972,396
101NEXT Financial Group, Inc.$14,358,317,515
100Grove Point Financial, LLC$14,375,372,178
99Hornor, Townsend & Kent, LLC$14,600,000,000
98KMS Financial Services, Inc.$15,290,000,000
97Investment Centers of America Inc.$15,911,930,000
96Independent Financial Group, LLC$16,558,625,000
95Summit Brokerage Services, Inc.$17,608,435,680
94CUNA Brokerage Services Inc.$18,188,000,000
93Ameritas Investment Company/Ameritas Advisory Services$18,300,000,000
92Cetera Financial Specialists$19,809,994,170
91SII Investments Inc.$20,601,654,000
90Cadaret, Grant & Co. Inc.$21,108,051,625
89American Portfolios Financial Services Inc.$21,738,093,622
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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