Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
88Lincoln Financial Network$24,270,000,000
87Lincoln Investment Planning, LLC$25,692,000,000
86Triad Advisors, LLC$25,771,171,228
85First Allied Securities, Inc.$28,366,634,000
84Securian Financial Services Inc.$30,876,810,258
83Woodbury Financial Services$31,692,005,811
82Cetera Financial Institutions$33,447,194,810
81M Holdings Securities Inc. (M Securities)$34,042,891,000
80Principal Securities, Inc. $34,544,887,802
79INVEST Financial Corp.$35,190,316,000
78FSC Securities Corp.$35,732,589,766
77Cetera Advisors$37,238,207,943
76Avantax Investment Services, Inc.$38,664,000,000
75SagePoint Financial Inc.$39,072,712,432
74National Planning Corporation (NPC) $44,664,613,000
73Voya Financial Advisors Inc.$45,424,358,916
72Waddell & Reed Financial Advisors$51,728,127,516
71Signator Investors Inc.$53,128,582,641
70Royal Alliance Associates Inc.$60,798,064,568
69Securities America Inc.$66,000,000,000
68MML Investors Services, LLC$73,100,000,000
67Kestra Financial, Inc$75,604,901,006
66Cambridge Investment Research, Inc.$78,508,000,000
65Cetera Advisor Networks$81,300,338,725
64Wells Fargo Advisors Financial Network$95,900,000,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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