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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Capital Investment Co.0
137Ameriprise Financial Services, LLC0
136Centaurus Financial, Inc.0
135Kalos Capital Inc.0
134Quest Capital Strategies Inc. 0
133Spire Investment Partners LLC0
132Trutoro$55,180,000
131St. Bernard Financial Services Inc.$195,000,000
130Infinity Financial Services $375,587,074
129LaSalle St. Securities LLC$805,000,000
128Arete Wealth$808,323,356
127The Leaders Group$1,114,462,917
126Crown Capital Securities L.P.$1,140,627,953
125Fortune Financial Services, Inc.$1,687,392,817
124Nationwide Planning Associates, Inc.$1,754,112,282
123Trustmont Financial Group Inc.$1,896,300,000
122SCF Securities Inc.$2,120,355,400
121Founders Financial$2,337,499,805
120Concourse Financial Group Securities, Inc.$2,860,761,315
119David A. Noyes & Company$3,900,000,000
118CFD Investments Inc.$4,287,805,342
117The Strategic Financial Alliance Inc.$4,646,400,000
116The Investment Center Inc.$6,100,000,000
115Parkland Securities, LLC$6,411,117,590
114Prospera Financial Services Inc.$6,482,744,348
113Harbour Investments Inc.$7,256,000,000
112Kovack Securities, Inc.$8,264,950,000
111The O.N. Equity Sales Co.$8,933,679,451
110PlanMember Securities Corp.$9,300,000,000
109Transamerica Financial Advisors, Inc.$11,167,029,407
108Geneos Wealth Management Inc.$11,421,500,000
107Questar Capital Corp.$11,663,426,200
106United Planners Financial Services$12,907,206,327
105J.W. Cole Financial Inc.$13,067,914,034
104Investacorp Inc.$13,367,500,000
103Securities Service Network LLC$13,423,667,947
102Sigma Financial Corp.$13,948,972,396
101NEXT Financial Group, Inc.$14,358,317,515
100Grove Point Financial, LLC$14,375,372,178
99Hornor, Townsend & Kent, LLC$14,600,000,000
98KMS Financial Services, Inc.$15,290,000,000
97Investment Centers of America Inc.$15,911,930,000
96Independent Financial Group, LLC$16,558,625,000
95Summit Brokerage Services, Inc.$17,608,435,680
94CUNA Brokerage Services Inc.$18,188,000,000
93Ameritas Investment Company/Ameritas Advisory Services$18,300,000,000
92Cetera Financial Specialists$19,809,994,170
91SII Investments Inc.$20,601,654,000
90Cadaret, Grant & Co. Inc.$21,108,051,625
89American Portfolios Financial Services Inc.$21,738,093,622
88Lincoln Financial Network$24,270,000,000
87Lincoln Investment Planning, LLC$25,692,000,000
86Triad Advisors, LLC$25,771,171,228
85First Allied Securities, Inc.$28,366,634,000
84Securian Financial Services Inc.$30,876,810,258
83Woodbury Financial Services$31,692,005,811
82Cetera Financial Institutions$33,447,194,810
81M Holdings Securities Inc. (M Securities)$34,042,891,000
80Principal Securities, Inc. $34,544,887,802
79INVEST Financial Corp.$35,190,316,000
78FSC Securities Corp.$35,732,589,766
77Cetera Advisors$37,238,207,943
76Avantax Investment Services, Inc.$38,664,000,000
75SagePoint Financial Inc.$39,072,712,432
74National Planning Corporation (NPC) $44,664,613,000
73Voya Financial Advisors Inc.$45,424,358,916
72Waddell & Reed Financial Advisors$51,728,127,516
71Signator Investors Inc.$53,128,582,641
70Royal Alliance Associates Inc.$60,798,064,568
69Securities America Inc.$66,000,000,000
68MML Investors Services, LLC$73,100,000,000
67Kestra Financial, Inc$75,604,901,006
66Cambridge Investment Research, Inc.$78,508,000,000
65Cetera Advisor Networks$81,300,338,725
64Wells Fargo Advisors Financial Network$95,900,000,000
63Northwestern Mutual $100,490,000,000
62Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$114,420,000,000
61Equitable Advisors, LLC$119,818,000,000
60Raymond James Financial Services Inc.$242,885,545,531
59LPL Financial LLC$509,439,452,888
58Wunderlich Securities Inc.
57WRP Investments Inc.
56Walnut Street Securities Inc.
55Tower Square Securities Inc.
54New England Securities Inc.
53National Securities Corp.
52vFinance Investments Inc.
51Wall Street Access
50Cantella & Co. Inc.
49TFS Securities Inc.
48Protected Investors of America Inc.
47MetLife Inc.
46Leonard & Co.
45Park Avenue Securities LLC
44Synergy Investment Group
43SA Stone
42Financial Telesis Inc.
41First Republic Securities Co.
40Financial Services International Corp.
39Quincy Cass Associates Inc.
38Packerland Brokerage Services Inc.
37LifeMark Securities Corp.
36ING Advisor Network Inc.
35D.A. Davidson & Co.
34Williams Financial Group
33Finance 500 Inc.
32Foresters Equity Services Inc.
31GBS Financial Corp.
30Ausdal Financial Partners
29Equity Services Inc.
28Harbor Financial Services LLC
27TriCor Financial LLC
26Cutter & Company, Inc.
25Correll Co. Investment Services Corp.
24Calton & Associates Inc.
23Coordinated Capital Securities Inc.
22Bernardi Securities Inc.
21Allstate Financial Services LLC
20Bolton Global Capital
19Securities Management and Research
18World Capital Brokerage, Inc.
17Century Securities Associates Inc.
16Capital Analysts Inc.
15Schwab Independent Branch Services (Franchise)
14Edward Jones
13Hilltop Securities Independent Network Inc.
12Broker Dealer Financial Services Corp.
11Berthel Fisher & Co. Financial Services Inc.
10BCG Securities, Inc.
9Thurston Springer Miller Herd & Titak
8Alden Investment Group
7Arkadios Capital
6Vanderbilt Financial Group
5Advisor Group
4Atria Wealth Solutions
3CoastalOne
2Nations Financial Group
1Foothill Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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