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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Quest Capital Strategies Inc. 0
137Kalos Capital Inc.0
136Avantax Investment Services, Inc.0
135Spire Investment Partners LLC0
134Securities Management and Research0
133Berthel Fisher & Co. Financial Services Inc.0
132Capital Investment Co.0
131Ameriprise Financial Services, LLC0
130Alden Investment Group$39,000,000
129Trutoro$53,048,724
128World Capital Brokerage, Inc.$489,000,000
127Infinity Financial Services $517,163,004
126LaSalle St. Securities LLC$915,000,000
125Arete Wealth$1,119,570,599
124Crown Capital Securities L.P.$1,125,524,682
123The Leaders Group$1,295,218,609
122Nationwide Planning Associates, Inc.$1,882,823,314
121Fortune Financial Services, Inc.$2,019,606,666
120Trustmont Financial Group Inc.$2,118,400,000
119Founders Financial$2,799,940,652
118SCF Securities Inc.$2,977,877,259
117Centaurus Financial, Inc.$3,210,857,321
116Concourse Financial Group Securities, Inc.$3,511,292,657
115David A. Noyes & Company$4,200,000,000
114CFD Investments Inc.$4,597,024,887
113The Strategic Financial Alliance Inc.$4,908,288,000
112The Investment Center Inc.$6,300,000,000
111Equity Services Inc. $6,900,000,000
110Prospera Financial Services Inc.$7,056,448,234
109Parkland Securities, LLC$7,483,192,000
108Harbour Investments Inc.$9,481,500,000
107PlanMember Securities Corp.$10,000,000,000
106Transamerica Financial Advisors, Inc.$10,033,598,581
105The O.N. Equity Sales Co.$10,193,197,110
104Kovack Securities, Inc.$10,615,000,000
103Geneos Wealth Management Inc.$11,772,646,375
102Questar Capital Corp.$13,273,694,700
101Securities Service Network LLC$14,070,440,311
100Investacorp Inc.$14,847,000,000
99United Planners Financial Services$14,874,608,941
98Grove Point Financial, LLC$15,346,718,000
97Hornor, Townsend & Kent, LLC$16,250,000,000
96Sigma Financial Corp.$17,020,000,000
95J.W. Cole Financial Inc.$17,377,010,500
94Summit Brokerage Services, Inc.$17,682,266,761
93KMS Financial Services, Inc.$17,900,000,000
92Independent Financial Group, LLC$18,727,243,900
91Ameritas Investment Company/Ameritas Advisory Services$21,500,000,000
90CUNA Brokerage Services Inc.$21,795,734,262
89Cetera Financial Specialists$22,486,365,758
88Cadaret, Grant & Co. Inc.$22,791,631,929
87American Portfolios Financial Services Inc.$24,648,634,956
86Triad Advisors, LLC$26,154,368,247
85Park Avenue Securities LLC$28,432,300,000
84Lincoln Financial Network$28,582,000,000
83First Allied Securities, Inc.$31,696,838,378
82Securian Financial Services Inc.$35,459,459,493
81Lincoln Investment Planning, LLC$35,915,600,000
80M Holdings Securities Inc. (M Securities)$36,500,000,000
79Cetera Financial Institutions$37,731,635,643
78Woodbury Financial Services$38,561,709,597
77FSC Securities Corp.$38,799,193,832
76Cetera Advisors$41,178,677,342
75SagePoint Financial Inc.$45,705,419,397
74Voya Financial Advisors Inc.$50,806,920,756
73Principal Securities, Inc. $53,859,076,946
72Waddell & Reed Financial Advisors$56,732,721,709
71Signator Investors Inc.$61,430,005,801
70Royal Alliance Associates Inc.$66,590,310,633
69Kestra Financial, Inc$75,838,884,141
68Securities America Inc.$86,850,000,000
67Cetera Advisor Networks$90,354,186,474
66Cambridge Investment Research, Inc.$94,244,000,000
65Wells Fargo Advisors Financial Network$104,735,000,000
64Equitable Advisors, LLC$136,600,420,000
63Northwestern Mutual $152,248,280,000
62Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$156,000,000,000
61MML Investors Services, LLC$198,900,000,000
60Raymond James Financial Services Inc.$282,941,000,000
59LPL Financial LLC$615,135,061,884
58Wunderlich Securities Inc.
57WRP Investments Inc.
56National Securities Corp.
55vFinance Investments Inc.
54Wall Street Access
53Cantella & Co. Inc.
52TFS Securities Inc.
51Protected Investors of America Inc.
50NEXT Financial Group, Inc.
49SII Investments Inc.
48SA Stone
47Financial Telesis Inc.
46First Republic Securities Co.
45Financial Services International Corp.
44Quincy Cass Associates Inc.
43Packerland Brokerage Services Inc.
42National Planning Corporation (NPC)
41Investment Centers of America Inc.
40D.A. Davidson & Co.
39Williams Financial Group
38Finance 500 Inc.
37Foresters Equity Services Inc.
36INVEST Financial Corp.
35Ausdal Financial Partners
34Harbor Financial Services LLC
33TriCor Financial LLC
32ING Advisor Network Inc.
31Calton & Associates Inc.
30St. Bernard Financial Services Inc.
29Bernardi Securities Inc.
28Allstate Financial Services LLC
27GBS Financial Corp.
26Cutter & Company, Inc.
25Correll Co. Investment Services Corp.
24Coordinated Capital Securities Inc.
23Schwab Independent Branch Services (Franchise)
22Edward Jones
21Century Securities Associates Inc.
20Capital Analysts Inc.
19Broker Dealer Financial Services Corp.
18Thurston Springer Miller Herd & Titak
17BCG Securities, Inc.
16Arkadios Capital
15Vanderbilt Financial Group
14Advisor Group
13Atria Wealth Solutions
12CoastalOne
11Nations Financial Group
10Synergy Investment Group
9Hilltop Securities Independent Network Inc.
8Leonard & Co.
7MetLife Inc.
6New England Securities Inc.
5Tower Square Securities Inc.
4Walnut Street Securities Inc.
3Bolton Global Capital
2Foothill Securities Inc.
1LifeMark Securities Corp.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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