Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
113PlanMember Securities Corp.$11,800,000,000
112Transamerica Financial Advisors, Inc.$11,823,398,091
111Kovack Securities, Inc.$12,245,260,000
110Geneos Wealth Management Inc.$16,380,000,000
109Grove Point Financial, LLC$17,213,499,719
108Securities Service Network LLC$17,478,717,589
107United Planners Financial Services$17,496,959,046
106Sigma Financial Corp.$18,043,819,433
105Hornor, Townsend & Kent, LLC$18,200,000,000
104KMS Financial Services, Inc.$19,380,000,000
103J.W. Cole Financial Inc.$22,489,540,000
102Centaurus Financial, Inc.$23,000,000,000
101Ameritas Investment Company/Ameritas Advisory Services$24,300,000,000
100Independent Financial Group, LLC$30,108,100,000
99American Portfolios Financial Services Inc.$30,845,161,687
98Triad Advisors, LLC$32,537,821,107
97Park Avenue Securities LLC$33,592,967,000
96FSC Securities Corp.$36,206,132,796
95Lincoln Investment Planning, LLC$38,874,100,000
94Securian Financial Services Inc.$39,027,344,243
93M Holdings Securities Inc. (M Securities)$48,800,000,000
92SagePoint Financial Inc.$52,189,704,438
91Voya Financial Advisors Inc.$58,323,137,211
90Waddell & Reed Financial Advisors$60,095,052,572
89Woodbury Financial Services$67,244,771,148
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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