Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total assets ▲ | |
|---|---|---|
| 88 | Principal Securities, Inc. | $67,868,637,853 |
| 87 | Avantax Investment Services, Inc. | $70,134,749,939 |
| 86 | Kestra Financial, Inc | $88,087,505,755 |
| 85 | Securities America Inc. | $103,000,000,000 |
| 84 | Cambridge Investment Research, Inc. | $114,065,469,702 |
| 83 | Royal Alliance Associates Inc. | $123,580,125,898 |
| 82 | Equitable Advisors, LLC | $152,897,000,000 |
| 81 | Northwestern Mutual | $189,705,305,218 |
| 80 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $200,660,000,000 |
| 79 | MML Investors Services, LLC | $207,349,627,000 |
| 78 | Raymond James Financial Services Inc. | $344,442,000,000 |
| 77 | LPL Financial LLC | $764,409,615,795 |
| 76 | Kalos Capital Inc. | — |
| 75 | Calton & Associates Inc. | — |
| 74 | Bernardi Securities Inc. | — |
| 73 | Allstate Financial Services LLC | — |
| 72 | Securities Management and Research | — |
| 71 | World Capital Brokerage, Inc. | — |
| 70 | Infinity Financial Services | — |
| 69 | Schwab Independent Branch Services (Franchise) | — |
| 68 | Edward Jones | — |
| 67 | David A. Noyes & Company | — |
| 66 | Vanderbilt Financial Group | — |
| 65 | Advisor Group | — |
| 64 | Atria Wealth Solutions | — |
138 results found
Page 1 | 2 | 3 | 4 | 5 | 6 | View all
- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.