Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
13Financial Telesis Inc.
12First Republic Securities Co.
11Financial Services International Corp.
10Quincy Cass Associates Inc.
9D.A. Davidson & Co.
8Williams Financial Group
7Finance 500 Inc.
6Foresters Equity Services Inc.
5CUNA Brokerage Services Inc.
4Ausdal Financial Partners
3SCF Securities Inc.
2Harbor Financial Services LLC
1TriCor Financial LLC
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.