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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
138Advisor Group
137Alden Investment Group
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$20,445,604,605
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services$16,500,000,000
132Arete Wealth$691,382,202
131Arkadios Capital
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.$36,573,766,260
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.$2,885,497,317
122Cadaret, Grant & Co. Inc.$22,914,803,684
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$69,560,000,000
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.0
116Centaurus Financial, Inc.$3,108,351,042
115Century Securities Associates Inc.
114Cetera Advisor Networks$70,926,910,695
113Cetera Advisors$29,638,133,255
112Cetera Financial Institutions$33,064,990,691
111Cetera Financial Specialists$18,603,283,978
110CFD Investments Inc.$3,680,339,255
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$101,400,000,000
107Concourse Financial Group Securities, Inc.$2,715,664,856
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.$1,118,748,322
103CUNA Brokerage Services Inc.$16,191,487,984
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$110,671,000,000
97Equity Services Inc. 0
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.$28,113,000,000
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$1,366,192,312
88Founders Financial$2,095,000,000
87FSC Securities Corp.$34,626,600,000
86GBS Financial Corp.
85Geneos Wealth Management Inc.$11,236,000,000
84Grove Point Financial, LLC0
83Harbor Financial Services LLC
82Harbour Investments Inc.$6,845,000,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$13,700,000,000
79Independent Financial Group, LLC$15,439,700,000
78Infinity Financial Services $245,615,579
77ING Advisor Network Inc.
76INVEST Financial Corp.$33,177,290,000
75Investacorp Inc.$12,800,000,000
74The Investment Center Inc.$6,100,000,000
73Investment Centers of America Inc.$14,612,044,000
72J.W. Cole Financial Inc.$10,742,487,250
71Kalos Capital Inc.0
70Kestra Financial, Inc$70,371,925,699
69KMS Financial Services, Inc.$14,750,000,000
68Kovack Securities, Inc.$7,619,151,200
67LaSalle St. Securities LLC$750,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network$22,339,163,980
63Lincoln Investment Planning, LLC$23,716,000,000
62LPL Financial LLC$475,145,891,555
61M Holdings Securities Inc. (M Securities)$33,944,166,974
60MetLife Inc.
59MML Investors Services, LLC$70,677,555,001
58National Planning Corporation (NPC) $43,336,455,000
57National Securities Corp.$10,988,206,929
56Nations Financial Group
55Nationwide Planning Associates, Inc.$1,576,499,377
54New England Securities Inc.
53NEXT Financial Group, Inc.$15,455,269,921
52Northwestern Mutual $111,704,644,783
51The O.N. Equity Sales Co.$8,323,090,241
50Packerland Brokerage Services Inc.
49Park Avenue Securities LLC
48Parkland Securities, LLC$5,700,000,000
47PlanMember Securities Corp.$7,256,960,372
46Principal Securities, Inc. $32,518,384,884
45Prospera Financial Services Inc.$5,773,766,267
44Protected Investors of America Inc.
43Quest Capital Strategies Inc. 0
42Questar Capital Corp.$11,928,125,200
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$208,461,000,000
39Royal Alliance Associates Inc.$57,020,800,000
38SA Stone
37SagePoint Financial Inc.$36,165,300,000
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$28,781,338,504
33Securities America Inc.$57,800,000,000
32Securities Management and Research$391,000,000
31Securities Service Network LLC$13,475,626,642
30Sigma Financial Corp.$10,800,000,000
29Signator Investors Inc.$31,018,606,382
28SII Investments Inc.$19,979,659,000
27Spire Investment Partners LLC0
26St. Bernard Financial Services Inc.$180,700,000
25The Strategic Financial Alliance Inc.$4,026,202,000
24Summit Brokerage Services, Inc.$12,200,000,000
23Synergy Investment Group
22TFS Securities Inc.$4,000,000,000
21The Leaders Group
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.0
17Triad Advisors, LLC$23,770,000,000
16TriCor Financial LLC
15Trustmont Financial Group Inc.$1,815,100,000
14Trutoro0
13United Planners Financial Services$10,210,523,614
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$42,400,208,111
9Waddell & Reed Financial Advisors$51,046,929,728
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network$87,450,000,000
5Williams Financial Group
4Woodbury Financial Services$29,636,300,000
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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