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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
138Advisor Group
137Alden Investment Group
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$21,738,093,622
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services$18,300,000,000
132Arete Wealth$808,323,356
131Arkadios Capital
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.$38,664,000,000
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.$21,108,051,625
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$78,508,000,000
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.0
116Centaurus Financial, Inc.0
115Century Securities Associates Inc.
114Cetera Advisor Networks$81,300,338,725
113Cetera Advisors$37,238,207,943
112Cetera Financial Institutions$33,447,194,810
111Cetera Financial Specialists$19,809,994,170
110CFD Investments Inc.$4,287,805,342
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$114,420,000,000
107Concourse Financial Group Securities, Inc.$2,860,761,315
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.$1,140,627,953
103CUNA Brokerage Services Inc.$18,188,000,000
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company$3,900,000,000
99Edward Jones
98Equitable Advisors, LLC$119,818,000,000
97Equity Services Inc.
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.$28,366,634,000
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$1,687,392,817
88Founders Financial$2,337,499,805
87FSC Securities Corp.$35,732,589,766
86GBS Financial Corp.
85Geneos Wealth Management Inc.$11,421,500,000
84Grove Point Financial, LLC$14,375,372,178
83Harbor Financial Services LLC
82Harbour Investments Inc.$7,256,000,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$14,600,000,000
79Independent Financial Group, LLC$16,558,625,000
78Infinity Financial Services $375,587,074
77ING Advisor Network Inc.
76INVEST Financial Corp.$35,190,316,000
75Investacorp Inc.$13,367,500,000
74The Investment Center Inc.$6,100,000,000
73Investment Centers of America Inc.$15,911,930,000
72J.W. Cole Financial Inc.$13,067,914,034
71Kalos Capital Inc.0
70Kestra Financial, Inc$75,604,901,006
69KMS Financial Services, Inc.$15,290,000,000
68Kovack Securities, Inc.$8,264,950,000
67LaSalle St. Securities LLC$805,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network$24,270,000,000
63Lincoln Investment Planning, LLC$25,692,000,000
62LPL Financial LLC$509,439,452,888
61M Holdings Securities Inc. (M Securities)$34,042,891,000
60MetLife Inc.
59MML Investors Services, LLC$73,100,000,000
58National Planning Corporation (NPC) $44,664,613,000
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$1,754,112,282
54New England Securities Inc.
53NEXT Financial Group, Inc.$14,358,317,515
52Northwestern Mutual $100,490,000,000
51The O.N. Equity Sales Co.$8,933,679,451
50Packerland Brokerage Services Inc.
49Park Avenue Securities LLC
48Parkland Securities, LLC$6,411,117,590
47PlanMember Securities Corp.$9,300,000,000
46Principal Securities, Inc. $34,544,887,802
45Prospera Financial Services Inc.$6,482,744,348
44Protected Investors of America Inc.
43Quest Capital Strategies Inc. 0
42Questar Capital Corp.$11,663,426,200
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$242,885,545,531
39Royal Alliance Associates Inc.$60,798,064,568
38SA Stone
37SagePoint Financial Inc.$39,072,712,432
36SCF Securities Inc.$2,120,355,400
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$30,876,810,258
33Securities America Inc.$66,000,000,000
32Securities Management and Research
31Securities Service Network LLC$13,423,667,947
30Sigma Financial Corp.$13,948,972,396
29Signator Investors Inc.$53,128,582,641
28SII Investments Inc.$20,601,654,000
27Spire Investment Partners LLC0
26St. Bernard Financial Services Inc.$195,000,000
25The Strategic Financial Alliance Inc.$4,646,400,000
24Summit Brokerage Services, Inc.$17,608,435,680
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$1,114,462,917
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.$11,167,029,407
17Triad Advisors, LLC$25,771,171,228
16TriCor Financial LLC
15Trustmont Financial Group Inc.$1,896,300,000
14Trutoro$55,180,000
13United Planners Financial Services$12,907,206,327
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$45,424,358,916
9Waddell & Reed Financial Advisors$51,728,127,516
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network$95,900,000,000
5Williams Financial Group
4Woodbury Financial Services$31,692,005,811
3World Capital Brokerage, Inc.
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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