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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
138Advisor Group
137Alden Investment Group$174,999,997
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$24,571,391,984
134Ameriprise Financial Services, LLC0
133Ameritas Investment Company/Ameritas Advisory Services$20,600,000,000
132Arete Wealth$1,231,318,238
131Arkadios Capital$1,100,000,000
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.$41,738,858,334
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.$5,974,420,000
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$93,145,839,675
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$20,000,000,000
115Century Securities Associates Inc.
114Cetera Advisor Networks$80,744,232,432
113Cetera Advisors$36,016,057,569
112Cetera Financial Institutions$41,059,296,884
111Cetera Financial Specialists$19,778,399,303
110CFD Investments Inc.$4,257,841,526
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$161,100,000,000
107Concourse Financial Group Securities, Inc.$3,630,223,063
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.$1,189,976,371
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$130,050,400,000
97Equity Services Inc. $8,200,000,000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.$29,129,807,705
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$2,082,989,948
88Founders Financial$2,805,763,219
87FSC Securities Corp.$34,624,724,025
86GBS Financial Corp.
85Geneos Wealth Management Inc.$13,512,643,509
84Grove Point Financial, LLC$14,754,382,892
83Harbor Financial Services LLC
82Harbour Investments Inc.$9,715,500,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$16,500,000,000
79Independent Financial Group, LLC$26,955,500,000
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.$14,635,897,000
74The Investment Center Inc.$6,889,978,104
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$20,536,558,941
71Kalos Capital Inc.0
70Kestra Financial, Inc$77,348,772,049
69KMS Financial Services, Inc.$16,400,000,000
68Kovack Securities, Inc.$11,481,300,000
67LaSalle St. Securities LLC$10,000,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network0
63Lincoln Investment Planning, LLC$33,650,000,000
62LPL Financial LLC$628,066,885,559
61M Holdings Securities Inc. (M Securities)$49,000,000,000
60MetLife Inc.
59MML Investors Services, LLC$181,600,000,000
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$2,230,229,452
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $152,650,150,000
51The O.N. Equity Sales Co.$9,951,992,396
50Packerland Brokerage Services Inc.$485,199,970
49Park Avenue Securities LLC$27,670,269,000
48Parkland Securities, LLC$7,530,750,099
47PlanMember Securities Corp.$10,800,000,000
46Principal Securities, Inc. $54,305,196,294
45Prospera Financial Services Inc.$7,700,000,000
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$327,099,000,000
39Royal Alliance Associates Inc.$103,276,801,356
38SA Stone
37SagePoint Financial Inc.$44,990,415,961
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$33,436,684,029
33Securities America Inc.$86,100,000,000
32Securities Management and Research$317,394,920
31Securities Service Network LLC$14,619,545,071
30Sigma Financial Corp.$19,500,800,132
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC0
26St. Bernard Financial Services Inc.0
25The Strategic Financial Alliance Inc.
24Summit Brokerage Services, Inc.$15,336,487,503
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$1,294,463,799
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.$10,514,000,000
17Triad Advisors, LLC$26,432,483,311
16TriCor Financial LLC
15Trustmont Financial Group Inc.$1,987,200,000
14Trutoro$64,022,359
13United Planners Financial Services$16,461,908,128
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$49,711,145,448
9Waddell & Reed Financial Advisors$51,265,839,191
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$45,342,012,224
3World Capital Brokerage, Inc.$504,600,000
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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