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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$67,244,771,148
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$60,095,052,572
10Voya Financial Advisors Inc.$58,323,137,211
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services$17,496,959,046
14Trutoro$125,361,287
15Trustmont Financial Group Inc.$1,909,300,000
16TriCor Financial LLC
17Triad Advisors, LLC$32,537,821,107
18Transamerica Financial Advisors, Inc.$11,823,398,091
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak$2,246,541,247
21The Leaders Group$1,562,699,427
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.0
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC0
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.$18,043,819,433
31Securities Service Network LLC$17,478,717,589
32Securities Management and Research
33Securities America Inc.$103,000,000,000
34Securian Financial Services Inc.$39,027,344,243
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.$52,189,704,438
38SA Stone
39Royal Alliance Associates Inc.$123,580,125,898
40Raymond James Financial Services Inc.$344,442,000,000
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$8,700,000,000
46Principal Securities, Inc. $67,868,637,853
47PlanMember Securities Corp.$11,800,000,000
48Parkland Securities, LLC$7,358,740,195
49Park Avenue Securities LLC$33,592,967,000
50Packerland Brokerage Services Inc.$714,973,731
51The O.N. Equity Sales Co.$11,100,755,753
52Northwestern Mutual $189,705,305,218
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$2,716,649,465
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC$207,349,627,000
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$48,800,000,000
62LPL Financial LLC$764,409,615,795
63Lincoln Investment Planning, LLC$38,874,100,000
64Lincoln Financial Network0
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$11,000,000,000
68Kovack Securities, Inc.$12,245,260,000
69KMS Financial Services, Inc.$19,380,000,000
70Kestra Financial, Inc$88,087,505,755
71Kalos Capital Inc.
72J.W. Cole Financial Inc.$22,489,540,000
73Investment Centers of America Inc.
74The Investment Center Inc.$8,780,023,522
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC$30,108,100,000
80Hornor, Townsend & Kent, LLC$18,200,000,000
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$11,205,000,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC$17,213,499,719
85Geneos Wealth Management Inc.$16,380,000,000
86GBS Financial Corp.
87FSC Securities Corp.$36,206,132,796
88Founders Financial$3,362,369,800
89Fortune Financial Services, Inc.$2,365,808,737
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. $10,031,000,000
98Equitable Advisors, LLC$152,897,000,000
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$4,056,364,058
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$200,660,000,000
109CoastalOne
110CFD Investments Inc.$3,600,316,327
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$23,000,000,000
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$114,065,469,702
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.$70,134,749,939
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital$2,205,018,214
132Arete Wealth$1,298,676,794
133Ameritas Investment Company/Ameritas Advisory Services$24,300,000,000
134Ameriprise Financial Services, LLC0
135American Portfolios Financial Services Inc.$30,845,161,687
136Allstate Financial Services LLC
137Alden Investment Group$350,000,000
138Advisor Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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