Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
76Spire Investment Partners LLC0
77Kalos Capital Inc.0
78Equity Services Inc. 0
79Ameriprise Financial Services, LLC0
80Quest Capital Strategies Inc. 0
81Harbor Financial Services LLC
82TriCor Financial LLC
83Calton & Associates Inc.
84St. Bernard Financial Services Inc.
85Bernardi Securities Inc.
86Allstate Financial Services LLC
87World Capital Brokerage, Inc.
88Schwab Independent Branch Services (Franchise)
89Edward Jones
90Trutoro
91Arete Wealth
92David A. Noyes & Company
93The Leaders Group
94Thurston Springer Miller Herd & Titak
95Alden Investment Group
96Arkadios Capital
97Vanderbilt Financial Group
98Advisor Group
99Atria Wealth Solutions
100CoastalOne
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.