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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$474,598,521,742
2Raymond James Financial Services Inc.$204,461,000,000
3Equitable Advisors, LLC$111,901,000,000
4Northwestern Mutual $110,467,848,958
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$96,786,000,000
6Wells Fargo Advisors Financial Network$85,353,000,000
7Cetera Advisor Networks$73,569,005,000
8MML Investors Services, LLC$71,439,699,011
9Cambridge Investment Research, Inc.$67,760,000,000
10Kestra Financial, Inc$66,904,440,052
11Royal Alliance Associates Inc.$59,559,000,000
12Securities America Inc.$56,600,000,000
13Waddell & Reed Financial Advisors$51,352,015,371
14Voya Financial Advisors Inc.$43,357,876,490
15FSC Securities Corp.$37,804,900,000
16Avantax Investment Services, Inc.$37,132,756,957
17SagePoint Financial Inc.$37,034,200,000
18M Holdings Securities Inc. (M Securities)$33,400,232,679
19Cetera Financial Institutions$33,071,343,000
20Transamerica Financial Advisors, Inc.$32,316,065,211
21Signator Investors Inc.$30,603,144,248
22Woodbury Financial Services$29,193,700,000
23Cetera Advisors$29,161,081,000
24First Allied Securities, Inc.$28,834,095,000
25Securian Financial Services Inc.$28,141,474,557
26Cadaret, Grant & Co. Inc.$24,538,180,987
27Lincoln Investment Planning, LLC$23,984,325,000
28Triad Advisors, LLC$23,395,001,821
29American Portfolios Financial Services Inc.$21,327,480,717
30Lincoln Financial Network$21,306,170,321
31Ameritas Investment Company/Ameritas Advisory Services$19,100,000,000
32Cetera Financial Specialists$19,033,196,000
33Grove Point Financial, LLC$16,464,197,950
34CUNA Brokerage Services Inc.$16,048,000,000
35NEXT Financial Group, Inc.$15,692,776,397
36KMS Financial Services, Inc.$14,350,000,000
37Securities Service Network LLC$14,257,554,855
38Hornor, Townsend & Kent, LLC$13,300,000,000
39Investacorp Inc.$12,500,000,000
40Independent Financial Group, LLC$12,494,900,000
41National Planning Corporation (NPC) $12,171,270,000
42Geneos Wealth Management Inc.$11,474,914,557
43Questar Capital Corp.$11,338,000,000
44Summit Brokerage Services, Inc.$11,000,000,000
45Sigma Financial Corp.$10,344,779,354
46National Securities Corp.$10,300,000,000
47United Planners Financial Services$10,000,000,000
48J.W. Cole Financial Inc.$9,765,897,500
49Principal Securities, Inc. $8,732,672,399
50The O.N. Equity Sales Co.$8,651,268,865
51Berthel Fisher & Co. Financial Services Inc.$8,419,000,000
52PlanMember Securities Corp.$6,859,172,699
53Harbour Investments Inc.$6,793,500,000
54Prospera Financial Services Inc.$6,629,467,666
55INVEST Financial Corp.$6,593,641,000
56The Investment Center Inc.$6,300,000,000
57SII Investments Inc.$6,200,255,000
58Kovack Securities, Inc.$6,021,330,777
59Hilltop Securities Independent Network Inc.$5,985,418,124
60Parkland Securities, LLC$5,417,245,284
61The Strategic Financial Alliance Inc.$4,045,000,000
62TFS Securities Inc.$3,800,000,000
63Broker Dealer Financial Services Corp.$3,134,954,419
64Centaurus Financial, Inc.$3,113,921,528
65Investment Centers of America Inc.$3,066,869,000
66CFD Investments Inc.$2,644,237,517
67Concourse Financial Group Securities, Inc.$2,558,751,028
68Founders Financial$2,000,000,000
69Trustmont Financial Group Inc.$1,778,400,000
70Fortune Financial Services, Inc.$1,301,775,296
71Nationwide Planning Associates, Inc.$1,256,251,834
72Crown Capital Securities L.P.$1,028,607,100
73LaSalle St. Securities LLC$710,000,000
74Securities Management and Research$446,000,000
75Infinity Financial Services $226,343,982
76Spire Investment Partners LLC0
77Kalos Capital Inc.0
78Equity Services Inc. 0
79Ameriprise Financial Services, LLC0
80Quest Capital Strategies Inc. 0
81Harbor Financial Services LLC
82TriCor Financial LLC
83Calton & Associates Inc.
84St. Bernard Financial Services Inc.
85Bernardi Securities Inc.
86Allstate Financial Services LLC
87World Capital Brokerage, Inc.
88Schwab Independent Branch Services (Franchise)
89Edward Jones
90Trutoro
91Arete Wealth
92David A. Noyes & Company
93The Leaders Group
94Thurston Springer Miller Herd & Titak
95Alden Investment Group
96Arkadios Capital
97Vanderbilt Financial Group
98Advisor Group
99Atria Wealth Solutions
100CoastalOne
101Protected Investors of America Inc.
102Nations Financial Group
103WRP Investments Inc.
104Wunderlich Securities Inc.
105Park Avenue Securities LLC
106ING Advisor Network Inc.
107LifeMark Securities Corp.
108Bolton Global Capital
109GBS Financial Corp.
110Synergy Investment Group
111Cutter & Company, Inc.
112Leonard & Co.
113MetLife Inc.
114New England Securities Inc.
115Tower Square Securities Inc.
116Walnut Street Securities Inc.
117Foothill Securities Inc.
118Correll Co. Investment Services Corp.
119Capital Investment Co.
120vFinance Investments Inc.
121Wall Street Access
122Cantella & Co. Inc.
123Coordinated Capital Securities Inc.
124Century Securities Associates Inc.
125Capital Analysts Inc.
126SA Stone
127Financial Telesis Inc.
128First Republic Securities Co.
129Financial Services International Corp.
130Quincy Cass Associates Inc.
131Packerland Brokerage Services Inc.
132D.A. Davidson & Co.
133Williams Financial Group
134Finance 500 Inc.
135Foresters Equity Services Inc.
136Ausdal Financial Partners
137BCG Securities, Inc.
138SCF Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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