Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Capital Investment Co.0
137Ameriprise Financial Services, LLC0
136Centaurus Financial, Inc.0
135Kalos Capital Inc.0
134Quest Capital Strategies Inc. 0
133Spire Investment Partners LLC0
132Trutoro$55,180,000
131St. Bernard Financial Services Inc.$195,000,000
130Infinity Financial Services $375,587,074
129LaSalle St. Securities LLC$805,000,000
128Arete Wealth$808,323,356
127The Leaders Group$1,114,462,917
126Crown Capital Securities L.P.$1,140,627,953
125Fortune Financial Services, Inc.$1,687,392,817
124Nationwide Planning Associates, Inc.$1,754,112,282
123Trustmont Financial Group Inc.$1,896,300,000
122SCF Securities Inc.$2,120,355,400
121Founders Financial$2,337,499,805
120Concourse Financial Group Securities, Inc.$2,860,761,315
119David A. Noyes & Company$3,900,000,000
118CFD Investments Inc.$4,287,805,342
117The Strategic Financial Alliance Inc.$4,646,400,000
116The Investment Center Inc.$6,100,000,000
115Parkland Securities, LLC$6,411,117,590
114Prospera Financial Services Inc.$6,482,744,348
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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