Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
26Independent Financial Group, LLC$26,955,500,000
27Triad Advisors, LLC$26,432,483,311
28American Portfolios Financial Services Inc.$24,571,391,984
29Ameritas Investment Company/Ameritas Advisory Services$20,600,000,000
30J.W. Cole Financial Inc.$20,536,558,941
31Centaurus Financial, Inc.$20,000,000,000
32Cetera Financial Specialists$19,778,399,303
33Sigma Financial Corp.$19,500,800,132
34Hornor, Townsend & Kent, LLC$16,500,000,000
35United Planners Financial Services$16,461,908,128
36KMS Financial Services, Inc.$16,400,000,000
37Summit Brokerage Services, Inc.$15,336,487,503
38Grove Point Financial, LLC$14,754,382,892
39Investacorp Inc.$14,635,897,000
40Securities Service Network LLC$14,619,545,071
41Geneos Wealth Management Inc.$13,512,643,509
42Kovack Securities, Inc.$11,481,300,000
43PlanMember Securities Corp.$10,800,000,000
44Transamerica Financial Advisors, Inc.$10,514,000,000
45LaSalle St. Securities LLC$10,000,000,000
46The O.N. Equity Sales Co.$9,951,992,396
47Harbour Investments Inc.$9,715,500,000
48Equity Services Inc. $8,200,000,000
49Prospera Financial Services Inc.$7,700,000,000
50Parkland Securities, LLC$7,530,750,099
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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